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Release Notes: Measure Information Form Version 3.0b **NQF-ENDORSED VOLUNTARY CONSENSUS STANDARDS FOR HOSPITAL CARE** Measure Set: Pneumonia (PN) Performance Measure Identifier: Measure Information Form Organization Set Measure ID# Measure Population CMS PN-6 ICU & Non - ICU Patients The Joint Commission PN-6a ICU Patients The Joint Commission PN-6b Non - ICU Patients Note: CMS data is transmitted as patient level data while the Joint Commission s data is transmitted as aggregate level data. Therefore, in order for The Joint Commission to distinguish between ICU and non-icu patients, two separate measures are required for data transmission. Performance Measure Name: (PN-6) Initial Antibiotic Selection for Community-Acquired Pneumonia (CAP) in Immunocompetent Patients (PN-6a) Initial Antibiotic Selection for Community-Acquired Pneumonia (CAP) in Immunocompetent Patients Intensive Care Unit (ICU) Patients (PN-6b) Initial Antibiotic Selection for Community-Acquired Pneumonia (CAP) in Immunocompetent Patients Non ICU Patients Description: (PN-6) Immunocompetent patients with Community-Acquired Pneumonia who receive an initial antibiotic regimen during the first 24 hours that is consistent with current guidelines (PN-6a) Immunocompetent ICU patients with Community-Acquired Pneumonia who receive an initial antibiotic regimen during the first 24 hours that is consistent with current guidelines (PN-6b) Immunocompetent non-intensive Care Unit (ICU) patients with Community-Acquired Pneumonia who receive an initial antibiotic regimen during the first 24 hours that is consistent with current guidelines Rationale: The current North American antibiotic guidelines for Community-Acquired Pneumonia in immunocompetent patients are from the Centers for Disease Control and Prevention (CDC), the Infectious Diseases Society of America (IDSA), the Canadian Infectious Disease Society / Canadian Thoracic Society (CIDS/CTS), and the American Thoracic Society (ATS). All four reflect that Streptococcus pneumoniae is the most common cause of CAP, that treatment that covers atypical pathogens (e.g., Legionella species, Chlamydia pneumoniae, Specifications Manual for National Hospital Inpatient Quality Measures PN-6, 6ab-1

Mycoplasma pneumoniae) can be associated with improved survival, and that the prevalence of antibiotic resistant S. pneumoniae is increasing. The CMS convened a conference of guideline authors, including Julie Gerberding, MD (CDC), John Bartlett, MD (IDSA), Ronald Grossman, MD (CIDS/CTS), and Michael Niederman, MD (ATS), to reach consensus on the antibiotic regimens that could be considered consistent with all four organizations guidelines. These regimens are reflected in this measure, and in the Pneumonia Antibiotic Consensus Recommendation located directly behind the measure information form. Type of Measure: Process Improvement Noted As: An increase in the rate/score/number of occurrences Numerator Statement: Pneumonia patients who received an initial antibiotic regimen (as specified under the Set Measure Identifier and description above) consistent with current guidelines during the first 24 hours of their hospitalization Included populations Excluded Populations Data Elements PN-6 PN-6a PN-6b Pneumonia patients who received antibiotics consistent with current guidelines ICU pneumonia patients who received antibiotics consistent with current guidelines None None None Antibiotic Administration Date Antibiotic Administration Route Antibiotic Administration Time Antibiotic Allergy Antibiotic Name Arrival Date Arrival Time Pseudomonas Risk Risk Factors for Drug-Resistant Pneumococcus Antibiotic Administration Date Antibiotic Administration Route Antibiotic Administration Time Antibiotic Allergy Antibiotic Name Arrival Date Arrival Time Pseudomonas Risk Non-ICU pneumonia patients who received antibiotics consistent with current guidelines Antibiotic Administration Date Antibiotic Administration Route Antibiotic Administration Time Antibiotic Allergy Antibiotic Name Arrival Date Arrival Time Pseudomonas Risk Risk Factors for Drug-Resistant Pneumococcus Denominator Statement: Pneumonia patients (as specified under the Set Measure Identifier and description above) 18 years of age and older Included Populations: Discharges with: An ICD-9-CM Principal Diagnosis Code of pneumonia as defined in Appendix A, Table 3.1 OR ICD-9-CM Principal Diagnosis Code of septicemia or respiratory failure (acute or chronic) as defined in Appendix A, Tables 3.2, or 3.3 AND An ICD-9-CM Other Diagnosis Code of pneumonia (Appendix A, Table 3.1) Specifications Manual for National Hospital Inpatient Quality Measures PN-6, 6ab-2

Excluded Populations: Patients less than 18 years of age Patients who have a Length of Stay >120 days Patients with Cystic Fibrosis (Appendix A, Table 3.4) Patients who had no chest x-ray or CT scan that indicated abnormal findings within 24 hours prior to hospital arrival or anytime during this hospitalization Patients with Comfort Measures Only documented on day of or day after arrival Patients enrolled in clinical trials Patients received as a transfer from the emergency department of another hospital Patients received as a transfer from an acute care facility where they were an inpatient or outpatient Patients received as a transfer from one distinct unit of the hospital to another distinct unit of the same hospital Patients received as a transfer from an ambulatory surgery center Patients who have no diagnosis of pneumonia either as the ED final diagnosis/impression or direct admission diagnosis/impression PN patients not in the ICU (PN-6a only) PN patients in ICU (PN-6b only) Patients with an Identified Pathogen as defined in the Data Dictionary Patients with Healthcare Associated PN as defined in the Data Dictionary Patients who are Compromised as defined in the Data Dictionary Patients discharged/transferred to another hospital for inpatient care on day of or day after arrival Patients who left against medical advice or discontinued care on day of or day after arrival Patients who expired on day of or day after arrival Patients discharged/transferred to a federal health care facility on day of or day after arrival Pneumonia patients with another suspected source of infection who did not receive an antibiotic regimen recommended for pneumonia, but did receive antibiotics within the first 24 hours of hospitalization Data Elements: Admission Date Another Suspected Source of Infection Antibiotic Administration Date Antibiotic Administration Time Antibiotic Name Antibiotic Received Birthdate Chest X-Ray Clinical Trial Comfort Measures Only Compromised Specifications Manual for National Hospital Inpatient Quality Measures PN-6, 6ab-3

Discharge Date Discharge Status Healthcare Associated PN ICD-9-CM Other Diagnosis Codes ICD-9-CM Principal Diagnosis Code ICU Admission or Transfer Identified Pathogen Pneumonia Diagnosis: ED/Direct Admit Point of Origin for Admission or Visit Risk Factors for Drug-Resistant Pneumococcus (PN-6 and PN-6b only) Transfer From Another ED Risk Adjustment: No Data Collection Approach: Retrospective, data sources for required data elements include administrative data and medical record documents. Some hospitals may prefer to gather data concurrently by identifying patients in the population of interest. This approach provides opportunity for improvement at the point of care/service. However, complete documentation includes the final ICD-9-CM diagnosis and procedure codes, which require retrospective data entry. Data Accuracy: Variation may exist in the assignment of ICD-9-CM codes; therefore, coding practices may require evaluation to ensure consistency. Measure Analysis Suggestions: The time of antibiotic administration is critical to this measure. For quality improvement purposes, the ORYX Vendor may want to create reports to identify patients who received their antibiotic consistent with guidelines but greater than 24 hours from the time of arrival, and patients who did not receive an antibiotic consistent with guidelines. This will allow healthcare organizations to direct education effort in the appropriate direction (i.e., appropriate antibiotic selection, or timing of administration). Sampling: Yes, for additional information see the Population and Sampling Specifications section. Data Reported As: Aggregate rate generated from count data reported as a proportion Selected References: Butler JC, Hofmann J, Cetron MS, et al. The continued emergence of drug-resistant Streptococcus pneumonia in the United States: an update from the Centers for Disease Control and Prevention s Pneumococcal Sentinel Surveillance System. J Infect Dis. 1996;174:986-993. Fine MJ, Smith MA, Carson CA, et al. Prognosis and outcomes of patients with communityacquired pneumonia. JAMA. 1996;275:134-141. Specifications Manual for National Hospital Inpatient Quality Measures PN-6, 6ab-4

Gleason PP, Meehan TP, Fine JM, et al. Associations between initial antimicrobial regimens and medical outcomes for elderly patients with pneumonia. Arch Intern Med. 1999;159:2562-2572. Heffelfinger JD, Dowell SF, Jorgensen JH, Klugman KP, et al. Management of Community- Acquired Pneumonia in the era of pneumococcal resistance: A Report From the Drug- Resistant Streptococcus pneumoniae Therapeutic Working Group. Archives of Internal Medicine. 2000, 160:1399-1408. Houck PM, MacLehose RF, Niederman MS, Lowery JK. Empiric antibiotic therapy and mortality among Medicare pneumonia inpatients in 10 western states, 1993, 1995, and 1997. Chest. 2001;119;1420-1426. Mandell LA, Marrie TJ, Grossman RF, et al. Canadian guidelines for the initial management of community-acquired pneumonia: an evidence-based update by the Canadian Infectious Disease Society and the Canadian Thoracic Society. Clin Infect Dis. 2000;31:383-421. Mandell LA, Wunderink RG, Anzueta A, Bartlett JG, Infectious Diseases Society of America; American Thoracic Society. Infectious Diseases Society of America/American Thoracic Society consensus guidelines on the management of community-acquired pneumonia in adults. Clin Infect Dis. 2007 March 1;44 Suppl 2:S27-72. Specifications Manual for National Hospital Inpatient Quality Measures PN-6, 6ab-5

Release Notes: Pneumonia Antibiotic Consensus Recommendations Table Version 2.3 Pneumonia Antibiotic Consensus Recommendations Non-ICU Patient ICU Patient Pseudomonal Risk β-lactam (IV or IM) Table 2.3 + Macrolide (IV or oral) Table 2.5 Or Antipneumococcal Quinolone monotherapy (IV or oral) Table 2.9 Or β-lactam (IV or IM) Table 2.3 + Doxycycline (IV or oral) Table 2.10 Or If less than 65 with no Risk Factors for Drug-Resistant Pneumococcus (see data element) Macrolide monotherapy (IV or oral) Table 2.5 β-lactam = Ceftriaxone, Cefotaxime, Ampicillin/Sulbactam, Ertapenem Macrolide = Erythromycin, Clarithromycin, Azithromycin Antipneumococcal Quinolones = Levofloxacin**, Moxifloxacin, Gemifloxacin β-lactam (IV) Table 2.16 + Macrolide (IV) Table 2.6 Or β-lactam (IV) Table 2.16 + Antipneumococcal Quinolone (IV) Table 2.14 Or If documented β-lactam allergy: Antipneumococcal Quinolone (IV) Table 2.14 + Aztreonam (IV) Table 2.7 β-lactam = Ceftriaxone, Cefotaxime, Ampicillin/Sulbactam, Macrolide = Erythromycin, Azithromycin Antipneumococcal Quinolones = Levofloxacin**, Moxifloxacin These antibiotics would also be acceptable for ICU and Non-ICU patients with Pseudomonal Risk Antipseudomonal β-lactam (IV) Table 2.4 + Antipseudomonal Quinolone (IV) Table 2.8 (PO Quinolone is allowed for Non-ICU only) Or Antipseudomonal β-lactam (IV) Table 2.4 + Aminoglycoside (IV) Table 2.11 + either Antipneumococcal Quinolone (IV) Table 2.14 Or Macrolide (IV) Table 2.6 (PO Quinolone is allowed for Non-ICU only Table 2.9) Or If documented β-lactam allergy: Aztreonam (IV) Table 2.7 + Antipneumococcal Quinolone (IV) Table 2.14 + Aminoglycoside (IV) Table 2.11 (PO Quinolone is allowed for Non-ICU only Table 2.9) ***Aztreonam (IV) Table 2.7 + Levofloxacin** (IV or oral) Table 2.17 Antipseudomonal Quinolone = Ciprofloxacin, Levofloxacin** Antipseudomonal β-lactam = Cefepime, Imipenem, Meropenem, Piperacillin/Tazobactam, Doripenem Aminoglycoside = Gentamicin, Tobramycin, Amikacin Antipneumococcal Quinolone = Levofloxacin**, Moxifloxacin Macrolide = Azithromycin, Erythromycin Data collected by the CMS National Pneumonia Project indicate that 78% of Medicare pneumonia patients who were hospitalized during 1998-99 received antibiotics that were consistent with guidelines published at that time. Among the states and territories this ranged from 55% to 87%. Compliance was lower among ICU patients, largely because atypical pathogen coverage was generally not common, but was only recommended for ICU patients. Subsequent revisions have made such coverage recommended for all inpatients. **Levofloxacin should be used in 750mg dosage when used in the management of patients with pneumonia. *** For patients with renal insufficiency Note: The dosage listed is specified to reflect clinical expert recommendations. We do not collect dosage information for the purposes of the Pneumonia Project. Specifications Manual for National Hospital Inpatient Quality Measures PN-6, 6ab-6

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