Actionable Data for Antibiotic Stewardship: Case Examples May 8, 2018

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Actionable Data for Antibiotic Stewardship: Case Examples May 8, 2018 Melinda Neuhauser, PharmD, MPH, Centers for Disease Control and Prevention Erik Stensgard, PharmD, BCPS, Minneapolis Veterans Affairs Health Care System Clark Force, RPh, BCPS, Tucson Medical Center Catherine Lexau, PhD, MPH, RN, Minnesota Department of Health

Housekeeping Participant phone/microphone lines are muted. Questions/comments? Type your questions in the chat box. Slides will be provided after the call. 2

Agenda 1. View on Antibiotic Use Reporting from the CDC Melinda Neuhauser, PharmD, MPH, Centers for Disease Control and Prevention 2. Introduction to the Antimicrobial Use and Resistance Module for Antimicrobial Use Reporting Catherine Lexau, PhD, MPH, RN, Minnesota Department of Health 3. Antibiotic Use Visualization and Assessment at the Unit Level Using an Excel-based tool Erik Stensgard, PharmD, BCPS, Minneapolis Veterans Affairs Health Care System 4. Practical Application of NHSN Antimicrobial Use Data Clark Force, RPh, BCPS, Tucson Medical Center 5. Wrap-Up and Questions 3

View on Antibiotic Use Reporting from the CDC Melinda Neuhauser, PharmD, MPH, Centers for Disease Control and Prevention 4

National Center for Emerging and Zoonotic Infectious Diseases CDC Updates: NHSN AU Option Melinda Neuhauser, PharmD, MPH Pharmacist and Acute Care Lead Office of Antibiotic Stewardship Division Quality Healthcare Promotion May 8, 2018

CDC s Approach in Improving Antibiotic Use https://www.cdc.gov/antibiotic-use/stewardship-report/index.html

No. hospitals 900 800 700 600 500 400 300 200 100 0 7 Number of hospitals reporting to NHSN's Antimicrobial Use (AU) Option over time 40 64 120 2012 2013 2014 2015 2016 Aug. Dec. Apr. 207 251 548 2017 2018 776 *As of April 1, 2018

*As of April 1, 2018

Standardized Antimicrobial Administration Ratio (SAAR) SAAR expresses observed to expected antibiotic use where expected use is calculated based on models using facility characteristics. SAARs for different groups of antibiotics: HAI: Agents mainly for healthcare associated pathogens CO: Agents mainly for community pathogens MRSA: Agents active against MRSA Surg: Agents frequently use for surgical prophylaxis All antibacterial agents https://www.cdc.gov/nhsn/acute-care-hospital/aur/index.html

SAAR Value SAAR Analysis within a Given Facility 1.5 1.25 1 0.75 HAI HAI CO CO MRSA MRSA Surg All ICU Ward ICU Ward ICU Ward SAAR by Groupings Example data only

SAAR Updates Adult and Pediatric SAARs being updated with 2017 AU data Seeking input from adult and pediatric experts to optimize SAAR categories Anticipated launch ~January 2019 NICU SAARs being developed Seeking input from Vermont Oxford Network Anticipated launch ~ January 2020

Advancing the SAAR Measure The Duke Antimicrobial Stewardship Outreach Network (DASON) was awarded funding to enroll a group of hospitals in NHSN AU option and then implement and/or expand stewardship efforts. Does the SAAR help find improvement opportunities? Does the SAAR change in response to stewardship? Duke University was awarded funding to identify patient- and facilitylevel factors predictive of antimicrobial use that can be used in risk adjustment strategies for benchmarking antimicrobial use.

For more information, contact CDC 1-800-CDC-INFO (232-4636) TTY: 1-888-232-6348 www.cdc.gov The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention.

Introduction to the Antimicrobial Use and Resistance Module for Antimicrobial Use Reporting Catherine Lexau, PhD, MPH, RN, Minnesota Department of Health 14

What is the National Healthcare Safety Network? The National Healthcare Safety Network (NHSN) is the CDC system for tracking and reporting health careassociated infections (HAIs) NHSN establishes standard definitions and detailed protocols for each metric After submission, CDC securely stores data on its servers and facilities maintain access to their own data. 15

What is the National Healthcare Safety Network? Neither NHSN nor CDC requires any data submission, but the Centers for Medicare and Medicaid Services (CMS) requires submission of some data to NHSN as a condition for participation in programs like Value Based Purchasing. NHSN Antimicrobial Use data discussed today are not publically reported nor is reporting mandated by CMS. 16

NHSN Antimicrobial Use and Resistance (AUR) Module Purpose: Track hospital antimicrobial use (AU) and antimicrobial resistance (AR) Highlight patient care areas for possible intervention Facilitate benchmarking with other hospitals Key Features: Data useable by multiple entities, including submitting hospitals, CDC and state public health agencies Single set of technical specifications and standard definitions 17

AUR Module: Antimicrobial Use Option Data sources: Electronic Medication administration data Admission and transfer data Data submission to NHSN Unlike HAI/other NHSN data, electronic file submission only No personal identifiers 18

Flow of Antimicrobial Use Data - AUR Module Health IT Vendor Services/Software Medication administration record data Extracted along with admission, discharge and transfer data Formatted and submitted electronically Hospital staff can access and analyze using NHSN-platform tools, and/or download data for further analysis Stored on NHSN Servers 19

Data Entered Antibiotic administration data Drug and route of administration Date given Patient location Patient census information from electronic admission, discharge, transfer (ADT) system Inpatient wards Emergency Department Outpatient observation units 20

How is Antimicrobial Use Measured? Antibiotic Day One antibiotic, one or more doses, to one patient on one day Days present Similar to patient days A count of patients spending any time in a patient care location on a given day Antibiotic Use Rates: Antibiotic Days/Days Present Antibiotic Days/Admissions 21

Retrievable Antimicrobial Use Data Antibiotic days by: Drug Drug class Grouped by: Single patient care areas Facility-wide inpatient Benchmark Measure: Standardized Antimicrobial Administration Ratio (SAAR) 22

Standardized Antimicrobial Administration Ratio (SAAR) A ratio measure: Observed (actual) antimicrobial days Expected (predicted) antimicrobial days SAAR is risk adjusted with expected number calculated from statistical model* Adjusted for: Hospital characteristics Ward type (general vs. ICU) Patient group (adult/pediatric) *Katharina L van Santen, Jonathan R Edwards, Amy K Webb, Lori A Pollack, Erin O Leary, Melinda M Neuhauser, Arjun Srinivasan, Daniel A Pollock; The Standardized Antimicrobial Administration Ratio: A New Metric for Measuring and Comparing Antibiotic Use, Clinical Infectious Diseases, ciy075, https://doi.org/10.1093/cid/ciy075 23

Standardized Antimicrobial Administration Ratio (SAAR) Observed (actual) antimicrobial days Expected (predicted) antimicrobial days If statistically significant, a SAAR Higher than 1 signals more antibiotic use than peers Lower than 1 signals less antibiotic use than peers Does not in itself assess whether prescribing is appropriate or not 24

Clinical Categories for SAAR Measures Antibacterials by Common Clinical Use: Broad-spectrum agents, used primarily for hospital-onset or multi-drug resistant (MDR) infections Broad-spectrum agents, used primarily for community-acquired infections Antibiotics used primarily to treat MRSA Antibiotics used primarily for surgical site infection (SSI) prophylaxis All antibacterial agents Agents Included: aminoglycosides, carbapenems (except ertapenem), 4th and 5th generation cephalosporins, penicillin B-lactam/b-lactamase inhibitor combinations, and others ertapenem, some cephalosporins, and some fluroquinolones ceftaroline, dalbavancin, daptomycin, linezolid, oritavancin, quinupristin/dalfopristin, tedizolid, telavancin, and IV vancomycin cefazolin (IV), cefotetan (IV), cefoxitin (IV), cefuroxime (IV), and cephalexin (PO) All 74 antibacterial agents included in NHSN AUR protocol 25

Requirements for Antimicrobial Use Data Submission Hospitals/care areas using Electronic Medication Administration Records (emars) or Bar Coded Medication Administration (BCMA) systems Ability to collect and package data using standardized format via 3rd party vendors: Self reported information for AU: http://www.sidp.org/aurvendors 25 certified EHR/other vendors listed here: https://chpl.healthit.gov/#/search Search under Certification Criteria > 170.315 (f)(6): Transmission to Public Health Agencies - Antimicrobial Use and Resistance Reporting Homegrown submission discouraged 26

Antimicrobial Use Data Reported from NHSN Platform Source: CDC Data for example only 27

Antimicrobial Use Data Visualization from NHSN Platform Source: CDC Data for example only 28

Antibiotic Use Data Visualization and Assessment at the Unit level Using Excel-based tool Erik Stensgard, PharmD, BCPS Antimicrobial CDSS Program Manager Minneapolis Veterans Affairs Health Care System 29

Utilizing NHSN Data to Identify Areas for Quality Improvement - Minneapolis VA 2.5 SAAR Quarterly Trends 2 1.5 SAAR All antibiotics ALL wards and ICU 1 Anti-MRSA Agents ICU Anti-MRSA Agents Wards 0.5 0 Q2 FY 2014 Q3 FY 2014 Q4 FY2014 Q1 FY2015 Q2 FY2015 Q3 FY2015 Q4 FY2015 Q1 FY2016 Q2 FY2016 Q3 FY2016 Q4 FY2016 Q1 FY2017 Q2 FY2017

Minneapolis VA Cardiothoracic Surgery History Cluster of MRSA post-operative infections/mediastinitis 2006-2007 Several changes to peri-op care made at that time: Reduced OR temperature Better blood glucose control Vancomycin + cefuroxime for all open-heart surgery patients: pre-op, intra-op, postop x 24h (counted as 2 antimicrobial days - SAAR 1.5-2 times predicted) Changes resulted in significant reduction in MRSA post-op infections Time to re-evaluate our practice? Intervention: Post-operative antibiotics decreased to one dose

Results of Reducing to One Dose Post-Op Updated SAAR Quarterly Trends 2.5 2 SAAR 1.5 1 All antibiotics ALL Wards and ICU Anti-MRSA Agents ICU Anti-MRSA Agents Wards 0.5 0 Q1 FY2015 Q2 FY2015 Q3 FY2015 Q4 FY2015 Q1 FY2016 Q2 FY2016 Q3 FY2016 Q4 FY2016 Q1 FY2017 Q2 FY2017 Q3 FY2017 Q4 FY2017 Q1 FY2018

Visualizing NHSN Data Raw data downloaded from NHSN Imported into Microsoft Access database Perform queries to parse data Queries incorporated into Microsoft Excel data model Create PivotCharts in Excel workbook PivotCharts updated by importing new NHSN reports Data is appended to Access database All historic data is stored

Track and compare usage of antimicrobials over time Slicers can be used to change antimicrobial, time frame and ward

Target IV or PO use for interventions Identify wards with high PO or IV usage

Target Anti-MRSA antimicrobials for intervention

Target broad spectrum antimicrobials for intervention

Track SAAR over time by type and location Identify SAAR type and wards for intervention

Credits Andrea Aylward, PharmD, NHSN Dashboard Developer Dimitri Drekonja, MD, Chief of ID MVAHCS Makoto Jones, MD, VA NHSN Support Group Salt Lake City Bobbie Masoud, PharmD, NHSN Administrator VISN 23 Lauren Rademacher, Antimicrobial Stewardship Pharmacist MVAHCS Micheal Vasek, MBA, NHSN Dashboard Developer

Practical Application of NHSN Antimicrobial Use Data Clark Force, RPh, BCPS Antimicrobial Stewardship Pharmacist Tucson Medical Center 40

Tucson Medical Center (TMC) Nonprofit, community teaching hospital 600+ licensed beds Average census: 375 Specialty areas include: Critical care for adults, pediatrics, and newborns Cardiovascular Orthopedic Surgery

Background: Spring 2016: Request from TMC Administration and Infection Control for the Antimicrobial Stewardship Program (ASP) to initiate an improvement project to help meet the hospital goal of reducing the incidence of Hospital-Onset C. difficile Infections (HO-CDI)

Background: Multiple meetings with Director of Pharmacy and ASP Medical Director to plan initiative Needs to be attainable Needs to be easily measurable Early 2016 TMC ASP NHSN SAAR data released ASP/Pharmacy added indications to antibiotic orders UTI indications identified as a gold mine of ASP interventions Daily antibiotic indications reports were built for ASP

NHSN AU Option SAAR - Five Antibacterial Agent Groupings (TMC formulary antibiotics listed) High value targets for antimicrobial stewardship programs SAAR Groupings designated by NHSN 1. Broad spectrum agents predominantly used for hospital-onset/multidrug resistant bacteria CEFEPIME, CEFTAZIDIME, MEROPENEM, PIPERACILLIN/TAZOBACTAM 2. Broad spectrum agents predominantly used for community-acquired infection CEFTRIAXONE, CIPROFLOXACIN, ERTAPENEM, LEVOFLOXACIN 3. Anti-MRSA agents CEFTAROLINE, DAPTOMYCIN, LINEZOLID, VANCOMYCIN (IV route only) 4. Agents predominantly used for surgical site infection prophylaxis CEFAZOLIN, CEPHALEXIN 5. All antibacterial agents Includes all antibacterial agents reported into the AU Option including the agents listed in the category specific SAARs.

Top 20 Antibiotic Indications Ordered 2016 Q1 Rank Indication Total 1 SURGICAL PROPHYLAXIS 3856 2 COMMUNITY ACQUIRED PNEUMONIA (CAP) 1395 3 INTRA-ABDOMINAL INFECTION 1043 4 UTI (SYMPTOMATIC) 972 5 SKIN AND SOFT TISSUE INFECTION 892 6 HEALTHCARE-ASSOCIATED PNEUMONIA 714 7 GROUP B STREP NEONATAL TRANSMISSION PPX 692 8 ABSCESS 299 9 CLOSTRIDIUM DIFFICILE 284 10 BACTEREMIA 188 11 ASPIRATION PNEUMONIA 154 12 SEPTIC SHOCK 146 13 FEMALE PELVIC INFECTION 135 14 PYELONEPHRITIS 98 15 POSTOPERATIVE INFECTION 96 16 OSTEOMYELITIS 82 17 MENINGITIS 68 18 BONE AND JOINT INFECTION 48 19 BACTERIAL PERITONITIS 36 20 FEBRILE NEUTROPENIA 28 Orders entered by pharmacists were deleted

Plan: Needs to be easily measurable Antibiotic Use (AU) rates, SAAR ASP Pharmacist interventions Needs to be attainable Plan: Reduce AU rate by 10% for: Ceftriaxone Ciprofloxacin Levofloxacin (baseline = 2015 AU rate)

Method: July 2016, presented formalized plan with UTI and CAP guidelines at Medicine Department Meeting Conduct patient reviews w/ prospective audit and feedback on patients with orders for UTI and CAP Pharmacy Interventions: De-escalate antibiotics and PPI Set antibiotic duration Dose adjustment per hospital protocols IV to PO conversion per hospital protocol

Results: Summary of ASP Pharmacist Activity Monthly Avg. CAP and UTI Patients Reviewed 182 Stop Antibiotic Interventions Accepted 27 Stop Antibiotic Interventions Declined 3.5 Intervention % Acceptance 88.5% # of Patients Reviewed per Stop Intervention July 2016 to June 2017 7

Jan '16 Feb '16 Mar '16 Apr '16 May '16 Jun '16 Jul '16 Aug '16 Sep '16 Oct '16 Nov '16 Dec '16 Jan '17 Feb '17 Mar '17 Apr '17 May '17 Jun '17 Jul '17 60.0 Ceftriaxone Use Rate for Adult Wards (Days of therapy per 1000 patient days) 50.0 40.0 Days of Therapy per 1000 Patient Days 30.0 Ceftriaxone Baseline Ceftriaxone Ceftriaxone Goal 20.0 10.0 0.0

Jan '16 Feb '16 Mar '16 Apr '16 May '16 Jun '16 Jul '16 Aug '16 Sep '16 Oct '16 Nov '16 Dec '16 Jan '17 Feb '17 Mar '17 Apr '17 May '17 Jun '17 Jul '17 60.0 Ciprofloxacin Use Rate for Adult Wards (Days of therapy per 1000 patient days) 50.0 40.0 Days of Therapy per 1000 Patient Days 30.0 Ciprofloxacin Baseline Ciprofloxacin Ciprofloxacin Goal 20.0 10.0 0.0

Jan '16 Feb '16 Mar '16 Apr '16 May '16 Jun '16 Jul '16 Aug '16 Sep '16 Oct '16 Nov '16 Dec '16 Jan '17 Feb '17 Mar '17 Apr '17 May '17 Jun '17 Jul '17 45.0 Levofloxacin Use Rate for Adult Wards (Days of therapy per 1000 patient days) 40.0 35.0 30.0 Days of Therapy per 1000 25.0 Patient Days 20.0 Levofloxacin Baseline Levofloxacin Levofloxacin Goal 15.0 10.0 5.0 0.0

Results: Antibiotic 2015 AU Rate (Baseline) AU Rate (for Initiative Time Period) % Reduction Ceftriaxone 49.1 46.1 6.1% Ciprofloxacin 52.3 42.7 18.4% Levofloxacin 29.2 18.7 36.1%

Results: ASP initiative was part of the 2016 hospital-wide C diff reduction program which also included changes to: Environmental cleaning Hand hygiene C diff testing

1.6 SAAR Antimicrobials used for community-onset infections in adult wards and SIR for CDI FacwideIN Quarterly Data 1.4 1.2 1.46 1.312 1.442 1.378 1.387 1.286 1.288 1.338 1.332 1.25 1.204 1.113 1.125 1.096 1.188 1 1.016 1.111 1.027 0.968 0.8 0.871 0.838 Sum of SAAR Sum of CDI SIR 0.6 0.611 0.4 0.529 0.479 0.2 0 2015Q1 2015Q2 2015Q3 2015Q4 2016Q1 2016Q2 2016Q3 2016Q4 2017Q1 2017Q2 2017Q3 2017Q4

Conclusions: With prospective audit and feedback, over a 12 month period we applied downward pressure on the Ward SAAR for Community Onset Infections and saw reduction in use of the targeted antibiotics. Although it is part of a multi-pronged approach, we feel it is an important contributor towards the decrease in HO-CDI at our institution. Access to NHSN AU data Directed us to target an improvement Allowed for easy tracking of progress Antibiotic indications reporting helped us focus on specific patients/orders.

Lessons Learned: This initiative includes the following CDC ASP (Joint Commission) core elements of: Tracking: AU data Action: Prospective audit and feedback, improve AU Education: Providers Reporting: Hospital administration, ASP UTI and CAP guidelines are a good starting point to train providers to de-escalate and set durations SAAR has no seasonal variation

Next Steps: In November 2017, we rotated to new indications group: Intra-abdominal infections Healthcare-associated pneumonia Skin and soft tissue infections Will progress be from CAP and UTI reviews sustained?

1.6 Annual SAAR - Antimicrobials used for community-onset infections in adult wards (Ceftriaxone, Ciprofloxacin, Ertapenem, Levofloxacin) 1.4 1.39 1.2 1.226 1 1.107 0.8 0.6 0.4 0.2 0 2015 2016 2017

AU Reporting: TMC AU Reporting Began reporting in June of 2014 Homegrown extraction from Epic Pharmacy IS Analyst Antimicrobial Stewardship Pharmacist Assistance from CDC Reporting AU to NHSN is highly recommended

Wrap-up Catherine Lexau, PhD, MPH, RN, Minnesota Department of Health 62

Antibiotic Use Reporting: Implementation Steps Hospital Enrolled and Reporting to NHSN, Staff with NHSN Expertise NHSN Protocol for Reporting Plans and Location Mapping In Place Electronic or Bar Code Medication record (emar, BCMA) Electronic Health Record/Data Mining Software to Extract, Format Data Report, Validate and Use Data!

Acknowledgements: Dawn Chen, Amanda Beaudoin and Ashley Fell from MDH Amy Webb, Wendy Wise and Chaity Naik from CDC 64

Questions! Please Enter Your Questions in the Chat Box More detailed information on NHSN AUR Module: Protocol: AUR Toolkit from this site: AU Option FAQs: https://www.cdc.gov/nhsn/pdfs/pscmanual/11pscaurcurrent.pdf https://www.cdc.gov/nhsn/cdaportal/toolkits.html https://www.cdc.gov/nhsn/faqs/faq-au.html 65

Thank you! Catherine Lexau Catherine.Lexau@state.mn.us 651-201-5120 66