OIE Standards on Veterinary Legislation: Chapter 3.4 of the OIE Terrestrial Animal Health Code

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Dr David Sherman, Coordinator Veterinary Legislation Support Programme (VLSP) OIE Standards on Veterinary Legislation: Chapter 3.4 of the OIE Terrestrial Animal Health Code REGIONAL SEMINAR FOR MEMBER STATES OF THE COMMON MARKET FOR EASTERN AND SOUTHERN AFRICA (COMESA) ON REGIONAL HARMONISATION OF LEGISLATION IN THE VETERINARY DOMAIN JULY 3 7, 2017, LUSAKA, ZAMBIA

Veterinary Legislation & the Veterinary Domain Veterinary legislation: means the collection of specific legal instruments (primary & secondary legislation) required for the governance of the veterinary domain. Veterinary domain: means all the activities that are directly or indirectly related to animals, their products & by-products, which help to protect, maintain & improve the health & welfare of humans, including by means of the protection of animal health & welfare, & food safety. 2

Cross Cutting Element: Quality Veterinary Education Non-food products Animal Welfare By-products and Non-food activities WASTE Animal feed Habitat, production conditions, transport Use of/trade in animals Export certification Border Inspection Posts Medicinal products Genetics (health component) Livestock Primary resources Slaughtering /harvesting Production industry and trade of foods of animal origin Human food Human health and security Animal Welfare Zoonoses International trade in animals Animal Welfare Epizootics Other diseases Zoonoses Human food Wildlife Public Order Cross Cutting Element: Effective Laboratory Services Cross Cutting Element: Adequate Human and Financial Resources 3

Chapter 3.4 Veterinary Legislation 4

Overview of Chapter 3.4 Veterinary Legislation General matters Introduction & objectives Definitions General principles The drafting of veterinary legislation Specific matters Competent authorities Veterinarians & veterinary para-professionals Laboratories in the veterinary domain Health provisions relating to animal production Animal diseases Animal welfare Veterinary medicines & biologicals Human food production chain Import & export procedures & veterinary certification 5

Introduction & Objectives Good governance is a recognised global public good and is of critical importance to OIE Members. Legislation is a key element in achieving good governance. Chapter 3.4 of the Terrestrial Code provides the framework for the OIE standards on veterinary legislation. The objective of Chapter 3.4 is to provide advice and assistance to OIE Members when formulating or modernising veterinary legislation so as to comply with OIE standards, thus ensuring good governance of the entire veterinary domain. 6

Definitions Six definitions are provided for clarity of text in Chapter 3.4 Two of particular note for this discussion Primary legislation: means the legal instruments issued by the legislative body of a Member. Secondary legislation: means the legal instruments issued by the executive body of a Member under the authority of primary legislation. Primary authority to establish reportable disease list Secondary Identify the reportable diseases on the list 7

General Principles Respect for the hierarchy of legislation between primary and secondary legislation Legal basis Competent Authorities should have available the primary legislation and secondary legislation necessary to carry out their activities at all administrative and geographic levels Transparency Legislation should be inventoried and be readily accessible Communicated by competent authorities to stakeholders Consultation Competent Authorities and legal experts required for drafting Participation of stakeholders is essential for drafting effective legislation 8

Drafting of Veterinary Legislation Establish clear rights, responsibilities and obligations. Be unambiguous, precise and accurate. Include a clear statement of scope and objectives. Provide for the application of penalties and sanctions, either criminal or administrative. Make provision for the financing needed for the execution of all activities of Competent Authorities 9

Competent Authorities Competent Authorities should be legally mandated, capacitated and organised to ensure that all necessary actions are taken quickly and coherently to address animal health and public health emergencies effectively. Veterinary legislation should provide for a chain of command that is as effective as possible (i.e. short, with all responsibilities clearly defined). Where more than one Competent Authority is involved, e.g., food safety matters, a reliable system of coordination and cooperation should be in place. 10

Necessary Powers of the Competent Authority Legal authority to intervene in accordance with the legislation and the penal procedures. Officials are protected against legal action and physical harm while carrying out out their mandate. Powers and functions of officials are explicitly listed to protect the rights of stakeholders and the general public against abuse of authority. 11

Necessary Powers of the Competent Authority At the minimum: Access to documents Taking of samples Access to premises & vehicles for inspection Retention of animals & goods pending disposition Seizure of animals, products & foods of animal origin Suspension of activities in inspected establishments Closure of inspected establishments Suspension or withdrawal of authorisations or approvals 12

Delegation of Powers by the Competent Authority The veterinary legislation should provide the possibility for Competent Authorities to delegate specific tasks related to official activities. For this purpose, the veterinary legislation should: define the field of activities & the specific tasks covered by the delegation; provide for the control, supervision &, when appropriate, financing of the delegation; define the procedures for making delegation 13

Veterinarians & Veterinary Para-professionals Two parts conduct & control The conduct of veterinary medicine/science Prerogatives of veterinarians & of the various categories of veterinary para-professionals Minimum initial & continuous educational requirements & competencies for each category Conditions for recognition of their qualifications Conditions to perform the activities of veterinary medicine/science for each category Identify the exceptional situations where others might undertake the activities of veterinarians 14

Veterinarians & Veterinary Para-professionals Legislation should provide the basis for regulation Describe the various categories of veterinary paraprofessionals recognised & for each prescribe the required training, qualifications, tasks & extent of supervision; Prescribe the powers to deal with conduct & competence issues, e.g., licensing requirements Provide for the possibility of delegation of powers to a professional organisation, e.g., a veterinary statutory body Describe the prerogatives, the functioning & responsibilities of the mandated professional organisation. 15

Laboratories Facilities - Veterinary legislation should define the role, responsibilities, obligations & quality requirements for Reference laboratories laboratories designated to carry out the analysis of official samples; laboratories recognised to conduct analyses required under the legislation for quality control Reagents - Veterinary legislation should provide a basis to address Procedures to authorize reagents used Quality assurance & surveillance of marketing 16

Health Provisions for Animal Production Identification & traceability Address all the elements in Article 4.2.3., point 6, i.e., the legal framework for an animal identification system Animal markets & other gatherings Registration of markets Prescribe disease prevention measures Provision of veterinary checks Animal reproduction Regulation at the level of animals, genetic material, establishments or operators 17

Health Provisions for Animal Production Animal feed Standards for the production, composition & quality control Registration of establishments & provision of health requirements Recall from the market of any hazardous product Animal by-products (i.e., not for human consumption) Definition of the animal by-products subject to the legislation Rules for collection, processing, use & disposal o Registration of establishments & provision of health requirements Disinfection a basis to regulate the use of products & methods of disinfection relating to the prevention & control of animal diseases. 18

Animal Diseases Basis for the Competent Authority to manage diseases of importance to the country & to list those diseases Surveillance Legal basis to collect, transmit & utilise epidemiological data relevant to diseases listed by the Competent Authority Disease prevention & control Include general animal health measures applicable to all diseases & specific measures for particular diseases Legal basis for contingency plans, e.g., exceptional powers for CA provide for the financing of animal disease control measures, e.g., operational expenses & owner compensation funds Emerging diseases Powers to investigate & respond to emerging diseases 19

Animal Welfare General provisions Veterinary legislation should provide a basis for actions to address the animal welfare related requirements in Section 7 of the Terrestrial Code. At a minimum, legislation should provide a legal definition of cruelty as an offence, & provisions for direct intervention of the Competent Authority in the case of neglect by animal keepers Stray dogs & other free-roaming animals Legal basis to address the requirements of Chapter 7.7 - Stray dog population control 20

Aspects of Animal Welfare Covered in Section 7 of the Terrestrial Code Guiding principles for animal welfare The transport of animals by land The transport of animals by sea The transport of animals by air The slaughter of animals for human consumption The killing of animals for disease control purposes The control of stray dog populations The use of animals in research & education Animal welfare & beef cattle productions systems Animal welfare & broiler chicken production systems 21

Veterinary medicines & biologicals General measures Definition of veterinary medicines & biologicals Provide legal basis for regulation of importation, manufacture, distribution, use & commerce Raw materials used in manufacture Quality standards for raw materials used Establishment of withdrawal periods & residue limits Requirements for substances that may interfere with the conduct of veterinary checks 22

Veterinary medicines & biologicals Authorisation Ensure that only authorised products are placed on the market including medicated feeds, compounded drugs Basis to address emergency situations & equivalence of authorisations made by other countries. Quality Conduct of clinical & non-clinical trials to verify all claims made by the manufacturer Conditions of trials & qualifications of experts Surveillance for adverse effects 23

Veterinary medicines & biologicals Establishments producing, storing & wholesaling veterinary medicines & biologicals Registration of all operators along the supply chain Define responsibilities & good manufacturing practices Mechanisms for traceability & recall Retailing, use & traceability of veterinary medicines & biologicals Control of distribution with traceability & recall Rules for prescriptions & provision to end users Restrictions on authorization to sell Truth in advertising Reporting of adverse effects 24

Human Food Production Chain Veterinary legislation should provide a basis for actions to safeguard the human food production chain at all critical steps, General provisions Controls over all stages of the production, processing & distribution of foods of animal origin Recording all significant animal & public health events Giving operators of food production premises the primary responsibility for compliance Inspection of premises for compliance of food safety standards Prohibition of marketing products unfit for human consumption Provisions for recall 25

Human Food Production Chain Products of animal origin intended for human consumption Provide for arrangements for inspection & audit Conduct of inspection & audit based on veterinary expertise Establishment of health standards Application of visible health identification marks Operators responsible for premises & establishments pertaining to the food chain Registration by the Competent Authority Use of risk-based management procedures Prior authorization of operations that pose a risk to animal or human health 26

Import & Export Procedures & Veterinary Certification Veterinary legislation should provide a basis for actions to address the elements relating to import & export procedures & veterinary certification referred to in Section 5 of the Terrestrial Code - Trade measures, import/export procedures & veterinary certification. 27

Summary Veterinary legislation is necessary to provide a legal basis for the Competent Authority to properly & effectively regulate the veterinary domain. Chapter 3.4 provides advice and assistance to Member Countries when formulating or modernising veterinary legislation so as to comply with OIE standards, thus ensuring good governance of the entire veterinary domain. Chapter 3.4 is structured around the veterinary domain and provides an overview & checklist of the essential elements that need to be addressed in veterinary legislation. Legal powers must be clear as some necessary actions of the Competent Authority may conflict with individual rights ascribed in fundamental laws. 28

Thank you for your attention Dr David Sherman d.sherman@oie.int 12, rue de Prony, 75017 Paris, France www.oie.int media@oie.int - oie@oie.int 29