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ESAC s Surveillance by Point Prevalence Measurements Herman Goossens, MD, PhD ESAC Co-ordinator VAXINFECTIO, Laboratory of Medical Microbiology University of Antwerp, Belgium

Outline Background Point Prevalence Survey 2006 (PPS-1) Point Prevalence Survey 2008 (PPS-2) and 2009 (PPS-3) Future of PPS in Europe: ARPEC project HALT project ECDC combined PPS on HAI and AM use

Background (1) Sparse comparable data on antimicrobial use/prescribing in hospitals in Europe Lack of standardised methods for producing valid data on antimicrobial use in hospitals Point Prevalence Surveys (PPS) have been used to document antimicrobial use in hospitals for >20 years There is an increased demand to identify targets for quality improvement, measure indicators of appropriate antibiotic prescribing and assess interventions

Background (2) ESAC-I (2001-2004): to collect data on antimicrobial use in European hospitals at regional/national level Vander Stichele et al, J Antimicrob Chemother 2006; 58: 159-67 ESAC-II (2004-2007): to develop and pilot a methodology for PPS on antimicrobial prescribing in European hospitals (PPS 2006) Ansari et al, Clin Infect Dis 2009; 49: 1496-1504 ESAC-III (2007-2010): to expand the PPS to as many hospitals as possible (PPS 2008, 50 hospitals; PPS 2009, 172 hospitals) Yearbook: (http://www.esac.ua.ac.be/main.aspx?c=*esac2&n=50036)

Total Antibiotic Use in Hospital Care in 2002 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 0.0 FI FR HR LU PL BE GR EE SI MT DK SK HU SE NO Others* Sulfonamides Quinolones Macrolides Tetracyclines Penicillins J01E J01M J01F J01A Cephalosporins J01D J01C J Antimicrob Chemother 2006; 58:159 167.

MS PPS2006 PPS2008 PPS2009 MS PPS2006 PPS2008 PPS2009 AT 1 2 7 SC 1 2 31 BE 1 2 19 SE 1 CZ 1 3 4 SI 1 1 5 DK 1 1 2 BG 1 1 EE 1 2 3 CH 1 1 EN 1 3 45 CY 2 2 FI 1 1 DE 1 FR 1 1 3 ES 1 2 GR 1 1 HU 1 1 HR 1 2 3 IE 2 21 LT 1 2 IL 1 1 LV 1 2 2 IT 3 2 MT 1 1 1 LU 1 NI 1 1 4 PT 2 2 NL 1 RU 2 3 NO 1 2 2 TR 1 PL 1 WL 2 5

Outline Background Point Prevalence Survey 2006 (PPS-1)* Point Prevalence Survey 2008 (PPS-2) and 2009 (PPS-3) Future of PPS in Europe: ARPEC project HALT project ECDC combined PPS on HAI and AM use *Ansari et al, 2009; Clin Infect Dis 49: 1496-1504.

Objectives To standardize and rollout a PPS method for antibacterial use in European hospitals, from different healthcare systems. To collect and disseminate data about Prescribed Daily Doses (PDD) of antibacterials in hospital practice for comparison with WHO DDDs to help interpretation of data about antibacterial use from hospital pharmacies. To investigate hospital characteristics that explain variation in antibiotic use. To identify targets for quality improvement. To develop quality indicators of antimicrobial consumption in the hospital care sector To develop a tool for assessing interventions in hospitals

Methods PPS in June 2006 in 20 European hospitals Using the Swedish protocol and web-based soft-ware (Skoog, ECCMID 2004) Each hospital had to carry out PPS in 2 weeks Entire hospital In each in-patient ward: Collecting the number of patients present at 8 am Collecting information about the treated patients, only Treated patients: Demographic data (age/gender) Prescription (drug, dose, route of administration) Indication/Diagnosis Basic quality indicators (relevant culture before therapy) 19 pre-defined diagnosis groups by anatomical site Indication for therapy: community and hospital acquired infection or (medical/surgical) prophylaxis

ESAC PPS 2006 - Demographics 20 hospitals - 11,571 admitted patients 3,496 patients treated with antibiotics 30.2% (19.0 41.4) of all admitted 47.5% women 371 children - 10.6% 4,786 drug therapies

Percentage of Patients Treated with Antibacterials (95% CI vertical bars)

Estimated True Ranks from 1 (Highest) to 2 (Lowest) (95% CI vertical bars)

Anatomical Sites Recorded for Antimicrobial Treatment and Prophylaxis Site All treatments Infection Prophylaxis Respiratory 24% 29% 8% Skin, Bone & Joint 18% 19% 16% Undefined 16% 17% 12% Intra-abdominal 15% 13% 23% Urinary tract 13% 13% 12% Otorhinolaryngology 5% 2% 13% Genital 4% 2% 9% Cardiovascular 3% 3% 3% CNS 2% 2% 3% Eye 0.3% 0.3% 0.5%

Antibacterials Used for Treatment of Community- Acquired Pneumonia (CAP)

Ratio of PDD/DDD for Eight Prescribed Formulations for Three Indications (with 95% CI) Key: O=oral, P=parenteral, AMX+ENZ = amoxicillin plus enzyme inhibitor, PIP+ENZ = piperacillin plus enzyme inhibitor, CZL = cefazolin, CTX = ceftriaxone, CIP = ciprofloxacin, MET = metronidazole.

Per cent of therapies Length of Pre-operative Prophylaxis in Surgical Specialities 90,0 80,0 70,0 60,0 50,0 40,0 30,0 20,0 10,0 0,0 cardiac surgery, N=13 general surgery, N=160 neurosurgery, N=14 plastic surgery, N=12 thoracic surgery, N=13 vascular surgery, N=31 orthopaedics, N=92 urology, N=57 gynaecology, N=71 Prophylaxis one dose Prophylaxis one day Prophylaxis >1 day obstetrics, N=32 Total, N=500

Conclusions A web-based standardised PPS method was successfully piloted in 20 hospitals across Europe The PPS offers quantifiable outcome measures and can identify targets for quality improvement: Duration of surgical prophylaxis Documentation of reason in notes Compliance with local guidelines Proportion of oral/parenteral use Therapy for certain diseases (e.g. CAP) not including certain antibiotics (e.g. third generation cephalosporins or quinolones) The PPS method can be used as a tool for assessing interventions to improve antibiotic prescribing in hospitals

Outline Background Point Prevalence Survey 2006 (PPS-1) Point Prevalence Survey 2008 (PPS-2) and 2009 (PPS-3) Future of PPS in Europe: ARPEC project HALT project ECDC combined PPS on HAI and AM use

PPS 2008 and 2009 Developed in-house custom tool (Web-PPS) Personal Digital Assistant (PDA): only used in PPS 2008 Added hospital classification: 3 categories for non-specialised hospitals (primary, secondary and tertiary) Not based on size of the hospitals Deleted information: Relevant culture before therapy Additional information: Compliance with hospital guidelines Reason for prescription in notes Instant web-report per hospital after data validation

Web-Based Data Entry ESAC PPS

Web-Based Report ESAC PPS

PPS 2008 and 2009 PPS 2008: Hospitals included: 50 institutions from 31 countries Patients included: 25,993 Treated patients: 31% PPS 2009 Hospitals included: 172 institutions from 26 countries Patients included: 59,700 Treated patients: 30%

PPS Advantages & Disadvantages Advantages Easy to organize & implement Instant web-based report upon data validation National/Local baseline information Can identify issues which can be converted into Performance Indicators/Interventions: Evaluation of interventions at follow-up PPS

Scottish ESAC 2009 PPS Hospitals included: 31 Patients included: 8,732 Treated patients: 28% Areas of good practice: Greater use of narrow spectrum antimicrobials compared to the rest of Europe Areas where improvement is required: Reason for prescribing in notes: 76% (target: 95%) Compliant with local NHS Board guidelines: 58% (target: 95%) Surgical prophylaxis greater than one day: 30% Cephalosporins for surgical prophylaxis: 40% William Malcolm, Health Protection Scotland, Report March 2010

PPS Advantages & Disadvantages Disadvantages No risk factors (except age) in denominator data Not applicable to pediatric population Lack of standardized clinical information Interviewer subjectivity Cannot assess therapeutic course duration Different formularies/dosages

Outline Background Point Prevalence Survey 2006 (PPS-1) Point Prevalence Survey 2008 (PPS-2) and 2009 (PPS-3) Future of PPS in Europe: ARPEC project HALT project ECDC combined PPS on HAI and AM use

The Future of PPS Targeting specific groups: Children and neonates: ARPEC project Elderly in Long-term Care Facilities HALT project Extending ESAC methodology, web-based PPS and performance indicators beyond Europe ECDC amalgamates PPS on HAI and AM use in 2010 ESAC moves to ECDC, Stockholm, in 2011

ARPEC: Antibiotic Resistance and Prescribing in European Children Funded by the European Commission (DG SANCO) Coordinator: Mike Sharland Will be launched in September 2010 Includes ESAC web-based PPS for children and neonates: Collect name and dose of the drug, clinical indication, weight of the child, and route of administration; Neonatal form will also include gestational age, birth weight and post-natal age; A standardised methodology for measuring pediatric and neonatal bed utilisation will be developed. PPS will be conducted in many European hospitals in 2011

HALT: Healthcare Associated Infections in European Long Term Care Facilities Funded by ECDC Coordinator: Bea Jans, ISP-Brussels Launched in 2009 PPS, as part of ESAC, on antimicrobial use was conducted in April (ESAC PPS-NH 1)* and November 2009 (ESAC PPS-NH 2) Next PPS, as part of HALT, will combine HAI and AM use, and will be organised in May 2010 (HALT 1) and October (HALT 2)

ECDC Combined HAI & AM Use PPS: Objectives 1. To estimate the total burden (prevalence) of HAI and antimicrobial use in acute care hospitals in the EU 2. To describe patients, invasive procedures, infections (sites, micro-organisms incl limited AMR markers) and antimicrobials prescribed (compounds, indications) 3. To disseminate results to those who need to know at local, regional, national and EU level 4. (To provide a simple tool for hospitals to identify targets for quality improvement and evaluate the effect of interventions)

ECDC Combined HAI & AM Use PPS: Timeline in 2010 March: final protocol (full and light version) May-July: pilot protocol (>15 countries subscribed) August-September: data analysis October: adjust protocol November: launch European PPS (Belgian EU Presidency)

Acknowledgements ESAC Management Team ESAC Lead National Representatives ESAC Hospital Care Representatives All participating hospitals Funding organisations (DG SANCO of European Commission and ECDC)