Selection of species for inclusion in the Review of Significant Trade following CoP17

Selection of species for inclusion in the Review of Significant Trade following CoP17 AC29 Doc. 13.3 Annex 2 To comply with Stage 1 a) of Resolution Conf. 12.8 (Rev. CoP17) and the Guidance regarding the selection of species/country combinations outlined in Annex 2 of the Resolution, the UN Environment World Conservation Monitoring Centre (UNEP-WCMC) has produced an extended analysis to assist the Animals Committee with their work in selecting species for inclusion in the Review of Significant Trade following CoP17. A summary output, providing trade in wild, ranched, source unknown and trade without a source specified over the five most recent years (211-215), to accompany this analysis is provided in AC29 Doc. 13.3, Annex 1. The methodology for the extended analysis was discussed by the 2 nd meeting of the Advisory Working Group (AWG) of the Evaluation of the Review of Significant Trade (Shepherdstown, 215). The AWG concluded that three criteria should be retained within the methodology ( high volume trade/high volume trade for globally threatened species, sharp increase in trade and endangered species in trade ), but that two previously used criteria added little value to the prioritisation exercise ( high variability in trade and overall increase/overall decrease in trade ). In addition, it was agreed to refine the methodology for High Volume trade to ensure that thresholds are set at a fine taxonomic resolution (order level) to ensure representation for all taxonomic orders. It was also agreed to include analysis of Sharp Increase in trade at the country level, as well as at the global level. Accordingly, the methods for the extended analysis were revised and full details are provided on page 3. Data used Data were extracted from the CITES Trade Database (trade.cites.org) on 26 th April 217. Details of the data used for the extended analysis are provided in Table 1. The taxa that met the criteria of the extended analysis are provided in Table 2 (p. 8). Trade reported at higher taxonomic levels (e.g. at the family, order or class level) was retained. 1

AC29 Doc. 13.3 Annex 2 Table 1. Data included for the criteria in Stage 1 a) of Res. Conf. 12.8 (Rev. CoP17). CITES Trade Database report type Current Appendix Gross exports; Data included Direct trade only (re-exports are excluded) Appendix II taxa and Appendix I taxa subject to reservation Source codes 1 Wild ( W ), ranched ( R ), unknown ( U ) and no reported source ( - ) Purpose codes 1 Terms included All Selected terms 2 : baleen, bodies, bones, carapaces, carvings, cloth, eggs, egg (live), extract, fins, gall and gall bladders, horns and horn pieces, ivory pieces, ivory carvings, live, meat, musk (including derivatives for Moschus moschiferus), plates, raw corals, scales, shells, skin pieces, skins, skeletons, skulls, teeth, trophies, and tusks. Units of measure Number (unit = blank) and weight (unit = kilogram 3 ) [Trade in other units of measure (e.g. litres, metres etc.) were excluded] Year range 211-215 4 [Data from 26-215 used in the analysis/selection process] Contextual information The global conservation status and population trend of the species as published in The IUCN Red List of Threatened Species; Whether the species/country combination was subject to the Review of Significant Trade process for the last three iterations (post CoP14, post CoP15 and post CoP16); Whether the taxon was reported in trade for the first time within the CITES Trade Database since the last Review of Significant Trade selection process (i.e. since 212) 5 ; A list of countries with direct exports in any of the most recent five years (211-215), ranked from high to low by volume of trade; The number of range States (highlighting any endemic species) 6, according to Species+ 7 ; Species that are subject to listing annotations relating to zero quotas 8, or where a published zero export quota exists for any year 213-217 (either on a country voluntary basis, or resulting from the Review of Significant Trade process); Species/country combinations that are subject to current Standing Committee recommendations to suspend trade; and Species that were recently listed at CoP15 and CoP16 (no trade data is available for CoP17 listings). 1 A full list and description of source and purpose codes is specified in Res. Conf. 12.3 (Rev. CoP17). 2 A full list of terms (i.e. descriptions of specimens in trade) traded is available in the CITES Trade Database interpretation guide, see: https://trade.cites.org/cites_trade_guidelines/en-cites_trade_database_guide.pdf 3 Where necessary, trade reported in other weight metrics was converted to kilograms. 4 Trade data for 215 may appear lower than other years due to missing annual reports; 59% of Parties had submitted an annual report for 215 that could be included for this analysis (as of 26 th April 217). 5 Where possible, nomenclature changes have been accounted for. However, some taxa may be indicated as being in trade for the first time since the last selection process that were previously traded under a different taxonomic name. 6 Introduced species were excluded from this number. 7 Species+ is a database maintained by UNEP-WCMC and accessible from speciesplus.net. 8 Whilst an indication of an annotation relating to a zero quota is provided, the entire annotation text cannot be included in the printed output, but is available in the excel output. 2

AC29 Doc. 13.3 Annex 2 In the case of coral trade, Parties often report corals in either kilograms or number of pieces. According to the Guidelines for the preparation and submission of CITES annual reports (Notification No. 217/6), the preferred unit of measurement for live ( LIV ) corals is number of pieces and the preferred unit of measure for raw corals ( COR ) is kilograms (see Notification to the Parties 211/19). Therefore, in order to make meaningful comparisons, prior to the creation of the gross export tables, live coral reported in kilograms was converted to pieces and raw corals reported in pieces were converted to kilograms. Conversion factors published in Green and Shirley (1999) 9 were used to convert between trade reported in kg to an equivalent in pieces and vice versa - see below: Term Converted to Conversion factor live corals (kg) live corals (pieces) 26.1 ± 13.1g raw corals (pieces) raw corals (kg) 58g ± 121g Species selection methodology The dataset was filtered using a set of criteria to extract the species showing noteworthy patterns of trade. The selection of species highlighted in this detailed analysis was derived using the analysis framework depicted in Figure 1. Trade levels were selected as noteworthy according to five criteria: i) Endangered Species: Species categorized as Critically Endangered (CR) or Endangered (EN) according to The IUCN Red List of Threatened Species (any species-country combinations with trade meet the criteria); ii) Sharp Increase (Global): Taxa showing a sharp increase in global trade in 215, in comparison to the average over the preceding five-year period (21-214); iii) Sharp Increase (Country): Taxa showing a sharp increase in trade in 215 at the country level (for countries of export) in comparison to the average over the preceding five-year period (21-214); iv) High Volume: Taxa traded at levels considered to be high compared to other taxa in their order over the most recent five year period (211-215); v) High Volume (Globally Threatened): Globally threatened 1, Near-Threatened (NT) and Data Deficient (DD) taxa traded at relatively high volumes for their Order over the most recent five year period (211-215). Further details on these criteria are summarized in Figure 1, followed by a detailed description of each criterion. 9 Green, E.P. and Shirley, F. 1999. The global trade in corals. WCMC Biodiversity Series No. 1, Cambridge, UK. 1 To be considered globally threatened, a species must be categorised as Critically Endangered (CR), Endangered (EN) or Vulnerable (VU) on the IUCN Red List. 3

AC29 Doc. 13.3 Annex 2 Figure 1. Flow chart for the method for selecting candidate species for consideration in the RST. Criterion i) Endangered Species Species threatened with extinction are assumed to be more adversely affected by high trade volumes and more susceptible to changes in trade patterns than non-threatened species. For this reason, species in trade that have been classified as Critically Endangered and Endangered in The IUCN Red List of Threatened Species 11 were automatically selected for inclusion if any trade was reported in the most recent five years of near-complete data (211-215). 11 www.iucnredlist.org Data downloaded on 3 rd April 217. 4

AC29 Doc. 13.3 Annex 2 Criterion ii) Sharp Increase (Global) Taxa met this criterion if the volume of direct exports in 215 at the global level was more than three times the average trade volume of the preceding five years (21-214) (see Figure 2 below). Taxa that, despite a sharp increase in trade, were still only traded in very low volumes (i.e. totalling less than 1 over the 1 year period 26-215), were not considered to meet this criterion. Figure 2. Illustration of the application of the sharp increase criterion (direct gross exports). Criterion iii) Sharp Increase (Country) Taxon/country combinations met this criterion if the volume of direct exports in 215 for a taxon were more than three times the average trade volume of the preceding five years as exported by a particular country (based on gross exports), and the total trade level for the taxon/country combination over the last 1 years was 1 units or more. Criterion iv and v) High Volume and High Volume (Globally Threatened) To identify representative taxa traded at high volumes across taxonomic groups, the most highly traded taxa within each order (based on the sum of trade across all accepted terms) were selected as High Volume. As the first step, taxa were excluded if trade averaged less than 2 units for the three years 213-215 (unless listed as Endangered or Critically Endangered on the IUCN Red List, in which case they were included if they averaged at least 1 unit for the three year period). The remaining taxa met the High Volume criterion if they then fell within the top third of taxa in each order by volume of trade, based on the average of three years of direct trade levels. Where only one or two taxa within an order were represented, these were selected (provided that average trade level was 2 or more units for the three years 213-215). 5

AC29 Doc. 13.3 Annex 2 Global threat status was taken into consideration when applying the High Volume criterion. To account for global threat status, the average trade volumes for globally threatened species 12, as well as those species classified as Near Threatened and Data Deficient, were adjusted by multiplying by 1. This was done prior to selecting the top third of the order. An example showing how species were selected for this criterion is provided in Box 1. It should be noted that not all species have been assessed in the IUCN Red List of Threatened Species; the trade volumes are not adjusted where species have not been assessed by the IUCN. As an exceptional case, only the top 1% of coral taxa of the order Scleractinia were selected as High Volume on the basis of a very large number of taxa in trade within this order. It is also important to note that Psittacus erithacus was selected as a High Volume Appendix I taxa subject to reservation, but was removed from the final output as this species was very recently listed in Appendix I at CoP17. Box 1. Determination of species meeting the High Volume criterion. To illustrate the High Volume and High Volume (Globally Threatened) criteria, we consider a sample order with nine species in trade (see table below). The top third (in this case the top 3 species) would be selected. In the absence of any globally threatened species, species 1, 2 and 3 would meet the criteria. However, as species 6 and 9 are globally threatened, the average trade volumes for those species are adjusted by multiplying by 1. Based on the adjusted trade volumes, the species with the highest trade volumes were then species 6, 1 and 2. Species 1 and 2 would then be selected as High Volume, and species 6 would be selected as High Volume (Globally Threatened) because of its threat status. The species that would be selected are highlighted in grey in the table below. Example order Average Trade Volume 213-215 Adjusted average trade volume 213-215 Globally threatened (CR, EN, VU, NT or DD) Criterion met Species 1 1 1 No High Volume Species 2 85 85 No High Volume Species 3 82 82 No Species 4 75 75 No Species 5 6 6 No Species 6 (VU) 2 2 Yes High Volume (Globally Threatened) Species 7 55 55 No Species 8 3 3 No Species 9 (EN) 1 1 Yes 12 Defined as species classified in the IUCN Red List of Threatened Species as Critically Endangered, Endangered, and Vulnerable. For this criterion, species considered Near Threatened and Data Deficient have also been included. 6

Species selection results Key to Table 2: Taxon: Taxa should be assumed to be Appendix II unless otherwise indicated. For Appendix I species that are subject to a reservation, this is indicated as (Res. I). Selection criteria: If more than one criterion is met, this is indicated with [2] met: and the criteria met are in bold. * sharp increases for endemic species are the same as a sharp increase at the global level (= one criterion met). IUCN status: DD = Data Deficient, NE = Not Evaluated, LC = Least Concern, NT = Near Threatened, VU = Vulnerable, EN = Endangered, CR = Critically Endangered. IUCN population trends in brackets: ( ) = stable population trend, ( ) = decreasing population trend, ( ) = increasing population trend, (?) = unknown population trend, (NE) = population trend not evaluated or [blank]. Exporters and Contextual information: For country and territory names see Annex A. Exporters are ranked from highest to lowest volume of trade over the five-year (211-215) period. Zero quotas are indicated for any year 213-217, but not necessarily for all years in that period. Please refer to AC29 Inf. 4 for full details of the years in which a zero export quota was published. Range States: the number of range States according to Species+. Endemic species (= 1 range State) are highlighted in bold % trade by Source: W = Wild, R = Ranched, U = Unknown, - = Not reported. % are correct to 2 decimal places, sources accounting for <.1% of total trade will not be reported. 7

Table 2: Fauna taxa selected through the flowchart process. Quantities are in gross exports and rounded to the nearest decimal place, when applicable. Exporters ranked from highest to lowest trade volume. Data extracted from the CITES Trade Database 26 th April 217. [See Key on p. 7] Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Mammals Artiodactyla Bovidae Saiga tatarica horns kg 461.8 462.7 18.4 15.2 137.3 Endangered CR ( ) CN, RU 8 Camelidae Lama guanicoe meat kg 564 5 335 45216 2175 High volume LC ( ) CL, AR 5 skins 77 1 1 Hippopotamidae Hippopotamus amphibius bodies 2 2 1 1 5 High volume (GT) VU ( ) UG, ZW, MW, ZM, ZA, bones 12 5 13 TZ, MZ, NA, carvings 8 44 542 16 CM, BJ, BE, XX, ET, KE, ivory 2 15 BW, NE, NG carvings live 36 12 5 24 4 skin pieces 926 511 1264 573 369 skins 255.5 117 75 53 418 kg 25 skulls 221 859 67 45 27 teeth 2892 348 2845 1431 629 kg 6772.3 3557 245 148 4554 trophies 412 43 329 581 296 tusks 1666 112 835 34 251 kg 141 3.1 Tayassuidae Pecari tajacu skin pieces 13 113 16 High volume LC ( ) PE, MX, BR, skins 27468 21199 24432 26286 2835 US trophies 9 3 42 subject to RST Post CoP14 (BF, BJ, CF, CM, ER, ET, GA, GM, GQ, ML, MZ, NA, NE, NG, SD, W(9.5%); R(9.1%); - (.4%) SN, SO, SZ, TD, ZA); Zero quota published (CM); CITES suspension (CM, MZ) 22 CITES suspension (AR) Tayassu pecari skin pieces 354 4 High volume (GT) VU ( ) PE, MX 2 CITES suspension skins 6886 4456 2381 1854 2216 (AR) trophies 8 6 3 8

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Carnivora Canidae Lycalopex griseus plates 13 77 71 41 High volume LC ( ) AR, CL, XX 4 Lycalopex gymnocercus skin pieces 75746 9667 267 35 483 kg 15 84 skins 628 98131 59982 2959 469 plates 7 15 High volume LC ( ) AR 5 skin pieces 1962 47143 181 skins 14418 43913 48746 17912.5 5762 Felidae Lynx canadensis bodies 2 6 25 2 11 High volume LC ( ) CA, US 2 eggs (live) 25 skin pieces 11 141 2 1 1 skins 1639 17951 18848 13835 7538 skulls 54 7 6 77 1 teeth 13 261 28 trophies 43 67 85 92 82 Lynx rufus bodies 4 2 4 2 4 High volume LC ( ) US, CA, MX, AU skin pieces 317 543 1 1 kg 117.5 767 318.2 skins 63749 556 7146 693 3214 skulls 4 31 38 22 33 teeth 355 529 34 228 375 trophies 23 116 35 22 19 3 9

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual status (ranked) States information Felidae cont. Panthera leo bodies 22 35 25 3 1 High volume (GT) VU ( ) ZA, ZW, TZ, 59 Zero quota in listing NA, MZ, BF, annotation; CITES bones 18 193 23 4 1 BW, ZM, CF, suspension (AU) live 15 55 6 2 2 IR, BJ, SZ, XX, CM, GT, skeletons 2923 136 1 KE, ET, KZ, skin pieces 1 2 12 SD, MW, skins 26 239 118 57 31 RU, UZ Puma concolor couguar skulls 182 199 114 22 26 teeth 48 6 5 5 3 trophies 43 463 343 417 399 % trade by source W(96.1%); R(3.3%); - (.6%) bodies 1 3 1 16 Sharp Increase NE CA, US 4 skins 2 3 121 skulls 1 7 1 89 trophies 3 3 4 4 16 Mustelidae Enhydra lutris live 1 3 Endangered EN ( ) CA, US 5 Otariidae Hydrictis maculicollis live 12 12 4 Sharp Increase NT ( ) CA, BJ, AU 34 W(98.9%); U(1.1%) skins 62 Lontra canadensis bodies 14 9 5 5 5 High volume LC ( ) US, CA, AU 3 Arctocephalus pusillus live 2 1 13 skin pieces 1115 4 2.5 6 1 skins 36544 37417 49563 33954 19718 skulls 7 7 2 4 18 teeth 335 431 79 478 38 trophies 4 254 4 7 4 extract 3212 High volume LC ( ) NA, ZA, CA 5 skin pieces 138 227 14865 1 skins 73326 68666 3296 24961 36651 1

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Ursidae Ursus americanus bodies 392 122 3 196 153 High volume LC ( ) CA, US, XX, 3 bones 71 89 87 84 6 ZA Balaenopteridae kg 46 gall bladders 3 3 3 meat 123 268 172 515 253.7 kg 2312 5671 385.5 4656 464.1 plates 3 3 skin pieces 36 14 17 6 82 skins 2592 2334 354 2896 2825 kg 3 28 skulls 1795 174 1741 1423 1613 teeth 5951 4361 514 2691 3943 trophies 774 7572 5992 677 884 kg 2 11 1 14 Cetacea Balaenoptera baleen 5 1 6 62 High volume LC ( ) NO, IS, GL, acutorostrata (Res. I) JP, ZZ, FO, bones 1 22 14 57 DK kg 8 Balaenoptera bonaerensis (Res. I) Balaenoptera borealis (Res. I) carvings 1 29 29 171 8 meat kg 185.2 3262.5 14481 18381.8 324.7 skins 1 skulls 1 bodies 266 13 333 2 met: Sharp Increase (global); (The Sea) bodies 95 1 9 9 2 met: bones kg 11 Endangered; High 3.4 volume (GT) 63 DD (?) ZZ 13 EN (?) JP, ZZ, FK 5 11

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Balaenopteridae Balaenoptera bodies 3 Endangered EN ( ) CL, ZZ, CA, 65 cont. musculus (Res. I) FR, JP Balaenoptera baleen 2 1 2 1 1 2 met: EN (?) IS, JP, ZZ, 77 physalus (Res. I) Endangered; High GL, CA, NO, bodies 1 9 volume (GT) FR Monodontidae Delphinapterus leucas bones 2 13 meat kg 232.2 15 6 2546 skins 1 teeth 1 carvings 29 193 121 94 82 High volume (GT) NT (?) GL, RU, CA, live 36 29 4 37 34 XX meat kg 418 15.5 531.3 486.6 skin pieces 5 teeth 23 1 8 27 15 W(99.8%); - (.2%) Monodon monoceros carvings 75 12 2 13 2 High volume (GT) NT (?) CA, GL, US 1 W(99.4%); skeletons 2 1 U(.5%); - (.1%) skins 4 1 skulls 2 2 3 4 4 teeth 23 27 4 23 11 tusks 132 226 115 249 528 Phocoenidae Phocoena phocoena meat kg 47 63 26.6 21 Sharp Increase LC (?) GL, IS, BE, teeth 29 6 DE 38 Chiroptera Pteropodidae Pteropus rufus teeth 4 15 2 met: High volume (GT); Sharp Increase VU ( ) MG 1 Pteropus vampyrus live 145 88 15 165 High volume (GT) NT ( ) ID, PH 11 12

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters status (ranked) Perissodactyla Equidae Equus zebra bodies 1 2 1 High volume (GT) VU (?) NA, ZA, XX, hartmannae bones 3 4 1 AO, MZ Rhinocerotidae skin pieces 129 4 48 56 25 skins 25 246 178 195 172 skulls 2 9 3 7 4 teeth 14 8 31 32 24 trophies 515 56 64 638 7 Ceratotherium simum bones 5 4 4 8 3 High volume (GT) NT ( ) ZA, NA, SZ, simum XX carvings 4 horns 177 79 23 11 26 live 79 16 62 141 25 skin pieces 14 14 7 6 7 skins 25 33 7 3 2 skulls 17 17 6 3 11 teeth 24 trophies 114 95 118 15 129 Range States Contextual information % trade by source 1 W(98.2%); R(1.7%); - (.1%) 6 W(99.2%); - (.8%) Primates Cebidae Cebus flavius bodies 15 Endangered CR ( ) BR 1 First reported in trade since last RST selection Saimiri sciureus live 316 424 189 387 458 High volume LC ( ) GY, SR, ZA, AU, VE 8 Cercopithecidae Cercopithecus dryas live 1 Endangered CR (?) CD 1 13

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range status (ranked) States Cercopithecidae Chlorocebus bodies 11 17 24 14 13 High volume LC ( ) ZA, TZ, UG, cont. pygerythrus Chlorocebus sabaeus bones 2 1 16 live 65 12 12 111 134 skin pieces 1 8 skins 153 157 57 19 19 skulls 713 867 35 375 388 teeth 2 3 trophies 267 195 26 235 295 ZW, ZM, BW, MZ, SZ live 434 286 182 347 High volume LC ( ) KN, BB, GH, skulls 12 4 FR, GM, GN Contextual % trade by information source 15 W(99.8%); R(.1%); - (.1%) 11 W(99.2%); - (.8%) Lophocebus aterrimus live 1 2 15 72 High volume (GT) NT ( ) CD, AU 2 W(97.8%); U(2.2%) Macaca fascicularis extract 769 High volume LC ( ) MU, SG, CN, 12 subject to RST Post W(95.5%); - live 279 214 28 797 327 ID, IL, PW CoP15 (ID, IN, KH, (4.5%) LA, MU, PH, PW, trophies 1 15 VN); CITES suspension (LA) Papio ursinus bodies 2 18 12 8 3 High volume LC ( ) ZA, ZW, NA, 8 W(99.8%); - bones 19 29 52 8 38 MZ, ZM, BW, (.2%) TZ, XX, CM, skin pieces 16 7 4 2 ET, FR, SZ, skins 224 274 12 25 2 UG skulls 976 1118 826 715 374 teeth 16 13 37 67 16 trophies 619 664 741 626 588 Galagidae Galago demidoff live 6 19 6 Sharp Increase LC ( ) TG, BJ 24 skins 1 Proboscidea Elephantidae Elephantidae spp. live 8 High volume NE CN, AU, FR, AE W(98.8%); U(1.2%) 14

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range status (ranked) States Elephantidae cont. Loxodonta africana bodies 1 12 8 4 High volume (GT) VU ( ) ZW, BW, ZA, (Res. I) NA, MZ, TZ, bones 42 579 149 192 52 UG, ZM, CM, carvings 51 24 53 KE, GA, BF, GB, MW, ivory 284 1348 269 32 8 SD, XX, HK, carvings SN, FR, NA, kg 3245.9 323.5 3557 7889 GR, CF, GH, ivory pieces 443 32 12 485 41 JO, LR, US, kg 1 1.5 45.1 DK, ET, TN, IL Trochilidae Ramphomicron microrhynchum live 16 42 6 27 plates 7 skin pieces 2897 4161 676 614 3439 skins 3224 4951 1522 1217 449 kg 797 2 2 skulls 89 123 14 37 1 teeth 69 121 112 98 32 kg 43.5 trophies 616 96 785 659 365 tusks 1146 1223 193 721 523 kg 4789.7 1187.1 7968.4 826 42 Contextual information 41 Zero quota published (AO, BF, BJ, BW, CD, CF, CG, CI, ER, ET, GA, GH, GN, GQ, GW, KE, LR, ML, MW, NE, NG, RW, SD, SL, SN, SO, SS, TD, UG, ZM, NA); CITES suspension (AU, CN, TZ, US, ZW) % trade by source W(96.9%); R(1.1%); - (1.9%) Birds Apodiformes bodies 12 High volume LC ( ) US, PE 5 Ciconiiformes Phoenicopteridae Phoeniconaias minor live 4 12 272 54 High volume (GT) NT ( ) TZ 45 trophies 3 Phoenicopterus ruber live 746 112 597 35 26 High volume LC ( ) CU, TZ, XX, FR, ZA 87 W(23%); R(77%) 15

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters status (ranked) Cuculiformes Musophagidae Tauraco hartlaubi live 18 31 24 123 114 High volume LC ( ) TZ, ZA, BE, NL Tauraco persa live 73 22 39 11 6 High volume LC ( ) GH, GN, ML, ZA, TG, SN Falconiformes Accipitridae Gyps africanus live 3 8 8 4 Endangered CR ( ) NA, ZA, TZ, trophies 1 1 3 CM, ZM Range States Contextual information % trade by source 3 W(85.9%); - (14.1%) 19 W(87.9%); - (12.1%) 4 Gyps coprotheres trophies 3 2 2 Endangered EN ( ) ZA, LS 7 Gyps rueppellii live 4 6 Endangered CR ( ) TZ, GN 33 trophies 3 Falconidae Falco cherrug live 121 181 87 74 125 2 met: EN ( ) Endangered; High volume (GT) Falco peregrinus (Res. I) MN, PK, AE, CN, KW, AZ, IR, QA, SA, PL, JO bodies eggs 38 24 26 42 2 2 High volume 2 LC ( ) AE, GL, QA, SA, AZ, IR, ZA, DZ, PL, kg 2 CH, RU, MK, live 64 146 15 216 116 CA, IT, SE shells 12 12 Gruiformes Gruidae Balearica pavonina live 8 65 7 37 6 High volume (GT) VU ( ) ML, SD, GH, GN, NE, NG, TG 67 Zero quota published W(97.3%); (IR, KG, KZ, PK, RU, U(1.9%); SA, TM, UZ); CITES - (.7%) suspension (BH, IR, KG, KZ, MN, PK, RU, SA, TM, UZ) 28 CITES suspension (RU) W(86.8%); U(9%); - (4.3%) 25 subject to RST Post CoP14 (BF,BI,BJ,CF, CI,CM,ER,ET,GA,GH,GM,GN,GW,KE,ML, NA,NA,NE,NG,SD,S L,SN,SS,TD,TG,UG); CITES suspension (GN,SD,SS) 16

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Gruidae cont. Balearica regulorum live 4 9 Endangered EN ( ) CD, TZ, ZM 15 subject to RST Post CoP14 (AO,BI,BW, KE,LS,MZ,NA,RW, TZ,UG,ZM); CITES suspension (RW,TZ) Grus canadensis bodies 1 2 1 High volume LC ( ) CA 13 meat 359 443 533 668 522 kg 1 19.4 trophies 1555 146 1722 1643 1678 Passeriformes Estrildidae Lonchura oryzivora live 85 High volume (GT) VU ( ) NL, BE 2 - (1%) Ramphastidae Ramphastos vitellinus Piciformes bodies 3 28 High volume (GT) VU ( ) SR, GY, BR, ZA live 142 118 254 158 128 Psittaciformes Cacatuidae Cacatua alba live 1 32 8 26 1 Endangered EN ( ) ZA, JO, MY, RU, AE, ES, GB, US 1 W(98.9%); - (1.1%) 1 W(5.3%); U(6.7%); - (88%) - (1%) (TZ) 11 W(99.6%); - (.4%) Psittacidae Agapornis fischeri live 74 3 4 High volume (GT) NT ( ) ZA 4 CITES suspension Amazona amazonica bodies 1 2 High volume LC ( ) GY, SR, ZA, live 2835 142 4493 2911 2646 TT, BR Amazona dufresniana live 48 38 51 62 66 High volume (GT) NT ( ) GY, SR, ZA 5 W(96.5%); - (3.5%) Amazona farinosa live 618 421 566 42 415 High volume (GT) NT ( ) GY, SR, ZA, PA 16 W(99.3%); - (.7%) Amazona festiva live 89 28 77 62 6 High volume (GT) NT ( ) GY, BR 6 subject to RST Post CoP16 (GY) Amazona ochrocephala live 865 773 1413 1446 1279 High volume LC ( ) GY, SR, ZA, PA, JO, GB, DK, BH, SV, PE, TT, US 17 W(98.9%); U(.1%); - (.9%) 17

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Psittacidae cont. Amazona oratrix (Res. I) live 6 24 8 1 Endangered EN ( ) XX, CA, GB, DE, ES, US 4 U(16.3%); - (83.7%) Ara ararauna live 1259 88 1829 1547 1397 High volume LC ( ) GY, SR, ZA, VE, JO, KZ, RU, AZ, CR, 12 W(98.8%); U(.3%); - (.9%) XX, UZ, BR, PA, ES Ara chloropterus live 165 919 1256 1322 1349 High volume LC ( ) GY, SR, PE, VE, ZA, NO, PY, RU, US, 12 W(99.6%); U(.3%); - (.1%) AZ, BR, KZ, NA, SE Aratinga solstitialis live 2 2 1 2 met: EN ( ) ZA, US 5 - (1%) Endangered; High volume (GT) Aratinga wagleri live 495 613 149 23 25 High volume (GT) NT ( ) PE, ZA 4 W(93.5%); - (6.5%) Cyanoramphus auriceps live 45 263 531 High volume (GT) NT ( ) BE, NL 1 - (1%) Diopsittaca nobilis live 54 747 885 1156 82 High volume LC ( ) GY, SR, ZA, JO 7 W(97.7%); - (2.3%) Lathamus discolor live 81 Endangered CR ( ) BE, NL 1 - (1%) Myiopsitta monachus eggs 3 High volume LC ( ) UY, AR, DE, live 79226 1312 1142 15 25 CA, CI, NL 5 W(99%); R(.2%); - (.8%) Pionites leucogaster live 18 Endangered EN ( ) ZA, NL, BR 4 W(5.3%); - (94.7%) Pionites melanocephalus live 763 942 294 1326 17 High volume LC ( ) SR, GY, ZA 8 W(99%); - (1%) Pionus menstruus live 35 76 496 394 295 High volume LC ( ) GY, SR, ZA, BR, PA 13 W(9.4%); - (9.6%) Poicephalus gulielmi live 113 1985 825 97 147 2 met: High volume; Sharp increase (Mali) LC ( ) CD, ML, CG, GN, ZA, TG, ZW 15 W(96.8%); - (3.2%) 18

Exporters (ranked) live 4153 3345 5266 6841 321 High volume LC ( ) ML, SN, GN, ZA, TG, GW, NE, US, BF, DE, PT, SY, GB Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN status Psittacidae cont. Poicephalus senegalus Range States Contextual information 16 Zero quota published (GN, GQ, LR) % trade by source W(96.6%); - (3.4%) Psephotus haematonotus live 1217 456 252 159 High volume LC ( ) BE, CZ, NL, ZA 1 R(1.4%); - (98.6%) Strigiformes Strigidae Athene noctua live 1 7 11 11 High volume LC ( ) UZ, CH, GB 83 Alligatoridae Otus scops live 2 14 184 12 High volume LC ( ) UZ, MN, NO 94 Alligator mississippiensis Reptiles Crocodylia bodies 45 2 3 High volume LC (NE) US, XX, CA, IT, FR, GH live 16 1 145 16 meat kg 74392 43728.5 39553 37196 68794 skin pieces 15579 86195 38693 1621 2389 kg 229.3 skins 311993 341346 45944 483772 428447 skulls 1 2 24 1 41 trophies 32 16 25 29 38 Melanosuchus niger skin pieces skins 16 11 275 51 29 584 2 met: Sharp Increase (global); (Brazil) 1 NT (NE) BR 9 Zero quota in listing annotation (EC) 19

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN status Crocodylidae Crocodylus niloticus bodies 5751 8 1 4 6 2 met: High LC (NE) volume; Sharp bones 17 1 increase live 112 4 1249 152 32 (Zimbabwe) Crocodylus porosus (Res. I) meat kg 235 9641.6 4785 615 194816 skeletons 1 36 skin pieces 1522 16537 281 78539 1925 skins 68891 45319 144931 26458 23655 skulls 284 183 211 432 3 teeth 12 3 139 2 trophies 33 74 37 36 256 bones 264 High volume LC (NE) AU, PG, ID, MY, FR, GB, kg 75 532 513 IT, HK, SG live 24 meat 3 247 kg 14 3755.9 25 6128 skeletons 14 skin pieces 12216 2714 22634 17944 544 kg 96 317 72 skins 19976 29774 24142 3913 434 skulls 6 12 38 15 4 teeth 3 22 12237 3 2 trophies 3 6 6 35 Sauria Agamidae Uromastyx geyri live 535 916 725 4965 5794 2 met: High volume; Sharp increase (Togo) NE Exporters (ranked) Range States Contextual information ZW, ZM, MZ, 44 Zero quota in listing KE, MW, ZA, annotation (EG); BW, NA, UG, CITES suspension TZ, ET, MG, (MG) XX, FR, IL, IT, US, GH, SZ, UZ ML, GH, BJ, TG, TJ % trade by source W(5%); R(94.9%); - (.1%) 21 Zero quota in listing annotation (MY); W(1.9%); R(88.8%); Zero quota published - (.3%) (MY) 3 Zero quota published (NE) W(97.4%); R(2.6%) 2

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Chamaeleonidae Brookesia betschi live 6 81 Sharp Increase NT ( ) MG 1 Brookesia brygooi live 172 325 LC (?) MG 1 (Madagascar*) Brookesia ebenaui bodies 3 Sharp Increase VU ( ) MG 1 live 47 121 Brookesia griveaudi live 47 73 Sharp Increase NT ( ) MG 1 Brookesia minima bodies live 4 4 2 met: Endangered; 111 (Madagascar*) Brookesia peyrierasi live 47 71 2 met: Endangered; (Madagascar*) Brookesia therezieni live 86 93 95 148 53 (Madagascar*) Brookesia thieli bodies 4 live 92 82 89 213 (Madagascar*) 469 Calumma boettgeri live 184 292 (Madagascar*) Calumma brevicorne live 176 332 (Madagascar*) Calumma live 14 256 gastrotaenia (Madagascar*) Calumma guillaumeti bodies 3 live 136 (Madagascar*) 195 EN ( ) MG 1 EN ( ) MG 1 First reported in trade since last RST selection LC ( ) MG 1 LC ( ) MG 1 LC (?) MG 1 Zero quota published (MG) LC ( ) MG 1 Zero quota published (MG) LC (?) MG 1 Zero quota published (MG) LC ( ) MG 1 Zero quota published (MG) Calumma hilleniusi live 4 Endangered EN ( ) MG 1 Zero quota published (MG) Calumma malthe live 186 221 LC ( ) MG 1 Zero quota published (Madagascar*) (MG) Calumma live 86 17 Sharp Increase NT ( ) MG 1 Zero quota published marojezense (MG) Calumma nasutum bodies 11 LC ( ) MG 1 Zero quota published live 327 (Madagascar*) 493 (MG) 21

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN status Chamaeleonidae Calumma cont. oshaughnessyi live 114 19 2 met: High volume (GT); (Madagascar*) Calumma parsonii live 156 33 2 met: High volume (GT); (Madagascar*) Exporters (ranked) Range States Contextual information VU ( ) MG 1 Zero quota published (MG) NT ( ) MG 1 Zero quota published (MG) % trade by source Chamaeleo dilepis live 4231 135 2158 292 32 High volume LC ( ) TZ, MZ, BI 22 Chamaeleo gracilis bodies 5 4 High volume LC ( ) TG, BJ, GH, live 647 8813 486 4363 42 ML, TZ, TJ, UG, GN Chamaeleo senegalensis live 935 13241 772 599 526 High volume LC (?) TG, BJ, GH, ML, TJ 27 subject to RST Post W(28.8%); CoP15 (BJ, CM, GH, R(71.2%) GN, TG, UG); CITES suspension (BJ, GH) 16 subject to RST Post W(19.6%); CoP15 (BJ, GH, GN, R(8.3%) ML, SL, SN); CITES suspension (BJ, GH) (MG) (MG) Furcifer antimena live 84 14 Sharp Increase VU ( ) MG 1 Zero quota published Furcifer bifidus live 152 38 (Madagascar*) LC ( ) MG 1 Zero quota published Furcifer campani live 113 217 182 276 High volume (GT) VU ( ) MG 1 Furcifer lateralis bodies 6 High volume LC ( ) MG 1 live 219 1857 1797 1466 1733 Furcifer oustaleti live 1277 1347 164 1299 152 High volume LC ( ) MG 1 Furcifer pardalis live 213 28 1793 1873 2851 High volume LC ( ) MG, DE, MU 1 Furcifer petteri live 45 58 Sharp Increase VU ( ) MG 1 Zero quota published (MG) Furcifer verrucosus bodies 4 High volume LC ( ) MG, DE 1 live 1231 1474 1558 1354 1446 Furcifer willsii live 157 369 (Madagascar*) LC ( ) MG 1 Zero quota published (MG) Kinyongia fischeri live 2416 99 1717 2164 2392 High volume (GT) NT (?) TZ, KE 1 subject to RST Post CoP15 (TZ); CITES suspension (TZ) W(99.5%); R(.5%) 22

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual status (ranked) States information Chamaeleonidae Kinyongia tavetana live 1231 4 95 1833 117 High volume (GT) NT ( ) TZ 2 subject to RST Post cont. CoP15 (TZ); CITES suspension (TZ) % trade by source Palleon nasus live 65 85 Sharp Increase VU ( ) MG 1 Trioceros melleri live 2142 781 1714 187 2138 High volume LC (?) TZ, MZ 3 Trioceros perreti live 45 Endangered EN ( ) CM 1 First reported in trade since last RST selection Trioceros pfefferi live 75 61 2 17 Endangered EN ( ) CM, GQ 1 Trioceros rudis live 953 644 1115 985 High volume LC ( ) TZ, UG, BI 7 Cordylidae Cordylus tropidosternum live 3378 188 2479 434 615 High volume NE TZ 12 CITES suspension (MZ) Gekkonidae Phelsuma dubia live 178 948 187 1668 High volume LC ( ) TZ, MG 5 Zero quota published W(99.6%); - (MG) (.4%) Phelsuma grandis live 7 66 674 1293 LC (?) MG 1 First reported in (Madagascar*) trade since last RST selection Phelsuma laticauda live 2188 119 569 966 175 High volume LC ( ) MG 3 Phelsuma lineata live 1829 251 2656 1915 2539 High volume LC ( ) MG 1 Phelsuma live 1978 1754 1667 1359 1791 High volume LC ( ) MG 1 quadriocellata Phelsuma spp. bodies 6 4 2 met: Sharp NE MG live 52 13 Increase (global); 138 (Madagascar) Uroplatus ebenaui bodies 4 High volume (GT) VU ( ) MG 1 subject to RST Post live 237 121 75 95 153 CoP14 (MG) Uroplatus sameiti live 161 429 (Madagascar*) LC (?) MG 1 First reported in trade since last RST selection; Zero quota published (MG) Uroplatus sikorae live 1638 12 76 917 1535 High volume LC ( ) MG 1 subject to RST Post CoP14 (MG) 23

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Iguanidae Iguana iguana live 7132 15178 1473 4964 1737 High volume NE SR, CI, CO, PA, US, GY, XX, DE, PL, 27 W(84%); R(7.2%); - (8.8%) AU, PT Teiidae Salvator merianae carvings 33 312 8 High volume LC ( ) AR, GY, UY, 5 W(99.7%); live 1 96 122 135 IT, PY R(.3%) Varanidae skin pieces 169343 162912. 6 1722 62469 skins 1241 11194 115431 93664 158 Salvator rufescens skin pieces 72665 13635 3428 16914 13134 High volume NE AR, UY, US 4 W(99.6%); R(.4%) kg 3 2241 skins 48557 569 192431 22313 144147 Tupinambis spp. skins 11 47365 1 1 High volume NE PY Tupinambis teguixin live 885 179 677 1193 1452 High volume LC ( ) GY, CO, SR, US 13 W(99.9%); - (.1%) Varanus live 34281 35627 23673 2563 29413 High volume LC (?) GH, TG, BJ, 33 W(59.2%); exanthematicus ML, TZ, TJ, R(4.8%); skins 6 15 US - (.1%) Varanus indicus bodies 6 3 LC (?) SB, PG, ID 11 W(99.6%); - live 7 31 17 (Solomon Islands) 51 (.4%) skin pieces 1 4 skins 55 79 49 42 Varanus niloticus live 4628 113 731 6494 6529 High volume NE ML, TD, TG, 43 W(79.2%); skins 3612 1625 27847 3885 2465 BJ, SD, TZ, R(16.7%); GH, ID, MZ, - (4.2%) US, XX, CH, CM, GN, NA Varanus ornatus live 575 4 4 77 133 High volume (GT) VU ( ) TG, UG 2 subject to RST Post CoP16 (TG) W(13.3%); R(86.7%) Varanus salvator live 16587 1171 7214 6326 663 High volume LC (?) ID, MY, LA, 15 W(99.6%); - meat kg 95 42 26 SG, VN, US, (.4%) TG, CH, IL, skin pieces 35 184 11 IT, TL skins 418482 482591 431778 376178 351526 24

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters status (ranked) Serpentes Boidae Eunectes notaeus skin pieces 211 12 349 High volume NE AR, PY, DE, skins 28 3826 6179 1491 349 GB Range States Contextual information 5 CITES suspension (US) Colubridae Ptyas mucosus live 763 199 715 598 384 High volume NE ID, LA, MY 23 subject to RST Post meat skins kg 95472 14948 9115 43 87525 2795 73973 2494 71595 4415 CoP15 (KH, LA); CITES suspension (LA) Elapidae Naja kaouthia live 117 7 245 5 266 High volume LC ( ) TH, MY 11 CITES suspension skin pieces 51 2384 (LA) skins 1 235 295 284 2 Naja sputatrix live 226 124 146 225 28 High volume LC (?) ID 1 subject to RST Post CoP15 (ID) meat kg 9961 583 134 13431 6435 skins 6375 49722 76 41 1661 Pythonidae Python bivittatus meat kg 1 1 High volume (GT) VU ( ) VN, DE, CN, skins 2 15 267 4 TH, RS 1 CITES suspension (US) % trade by source W(99.9%); - (.1%) W(98.6%); - (1.4%) W(32.5%); R(67%); U(.1%); - (.4%) Python breitensteini live 1279 975 953 967 144 High volume LC (?) ID, MY 3 meat kg 1775 skins 2857 21518 15494 1691 12183 Python brongersmai live 192 1828 225 1875 21 High volume LC ( ) ID, SG, US 5 skins 36245 5999 4138 4178 3661 Python regius live skins 136686 133565 1 13794 4 1483 73896 High volume LC (?) TG, GH, BJ, US, TJ, CA, CH, BE, DE, JO, MY, SI, SN 25 W(3.9%); R(96%); - (.1%) 25

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual status (ranked) States information Pythonidae cont. Python reticulatus bodies 4 High volume NE MY, ID, SG, 12 subject to RST Post VN, US, TH, CoP15 (ID, KH, LA, gall kg 14.8 1 DE, NA, IT, MY, PH, SG, VN); gall bladders 73 13 35 PH, RU, CH, CITES suspension kg 72.8 14.8 158 ZA (LA, US) Cheloniidae Chelonia mydas (Res. I) Eretmochelys imbricata (Res. I) live 3163 2898 2645 342 1328 meat 6254 3749 49 kg 22434 2891 226 7456 43335 skin pieces 123 965 2 4416 skins 28364 293679 293633 311679 33935 trophies 41 Testudines bodies 24 9 7 6 Endangered EN ( ) BM, PA, UY, bones 13 6 NC, BR, CY, TW, ZZ, MX, carapaces 1 1 4 2 FR, PG, KE, carvings 2 AE, TO eggs 13 live 1 scales 66 skin pieces 78 kg 2.3 skins 78 9 257 25 kg 2 skulls 3 bodies 1 1 3 Endangered CR ( ) BR, NI, SV, ES, KW, MX, carapaces 3 481 34 UY, VU, AU, carvings 4 2 16 8 JM, FR, TW, skin pieces 37 5 1576 2 GB, VN, SC, AE, US 162 CITES suspension (EG) 136 CITES suspension (EG) % trade by source W(99.7%); - (.3%) W(98.9%); - (1.1%) 26

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Dermochelyidae Dermochelys bodies 3 2 1 4 Sharp Increase VU ( ) KN, BR, ZZ 144 coriacea (Res. I) eggs 1 skins 35 Geoemydidae Cuora amboinensis bodies 14 High volume (GT) VU (NE) ID, LA, PH, BD carapaces kg 2 live 14568 15997 186 18 18 Cuora mouhotii live 14 4 4 35 2 met: Endangered; Sharp Increase Cyclemys dentata live 5512 1122 12815 3 met: High volume (GT); Sharp Increase (global); Sharp increase (Indonesia) 13 Zero quota published (MY) EN (NE) ID, VN 6 Zero quota in listing annotation Y NT (NE) ID 3 First reported in trade since last RST selection; Listed at CoP16 W(99.1%); - (.9%) W(68.4%); R(7%); - (24.6%) Heosemys spinosa live 422 459 45 433 45 Endangered EN (NE) ID 7 subject to RST Post CoP14 (BN, KH, LA, VN); Zero quota published (MY) Leucocephalon yuwonoi live 1 Endangered CR (NE) ID 1 Mauremys japonica live 15 4661 18458 2 met: High volume (GT); (Japan*) Mauremys mutica live 541 5 494 162 2 met: Pangshura sylhetensis Siebenrockiella crassicollis NT (NE) JP 1 First reported in trade since last RST selection; Listed at CoP16 EN (NE) JP 3 Endangered; High volume (GT) live 6 Endangered EN (NE) BD 2 First reported in trade since last RST selection - (1%) carapaces kg 15 High volume (GT) VU (NE) ID, VN 9 Zero quota published W(99.9%); - live 2237 1933 1914 3662 45 (MY) (.1%) 27

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Podocnemididae Erymnochelys madagascariensis live 34 18 21 19 24 Endangered CR ( ) MG 1 Podocnemis unifilis live 6154 19983 151557 2527 356394 High volume (GT) VU (NE) PE, BR, SD 9 subject to RST Post CoP15 (BR, EC, PE, SR, VE) R(1%) Testudinidae Geochelone elegans live 5274 531 83 5862 High volume (GT) VU ( ) JO, SY, VN, HK, BD 5 R(.8%); - (99.2%) Indotestudo elongata live 2 1 4 Endangered EN (NE) VN 11 Zero quota published W(11.8%); (MY) R(29.4%); - (58.8%) Indotestudo forstenii live 18 225 15 15 Endangered EN (NE) ID 1 Stigmochelys pardalis live 1217 77 44 234 531 (Ethiopia) LC (?) ZM, MZ, ET, ZA, UG, TZ, HK, DE, NA JP, US, ID, VN, TG, GB, HK Testudinidae spp. carvings live 581 1 145 2 784 (United States of 193 America) NE Testudo graeca bodies 3 High volume (GT) VU (NE) JO, SY, ML, live 153 16334 5673 595 395 IT, LB, LY, AE, GB, CH Testudo hermanni live 1 1 3 8 8187 3 met: High volume (GT); Sharp Increase (global); Sharp increase (The former Yugoslav Republic of Macedonia) NT ( ) MK, AL, SI, CH, GB, FI, ZA, US Testudo horsfieldii live 61825 7258 77314 13625 96947 High volume (GT) VU (NE) UZ, DE, PT, AE, FI, GB 17 Zero quota published (TZ); CITES suspension (CD) 27 subject to RST Post CoP16 (JO, SY); CITES suspension (EG) W(93.4%); R(5.7%); - (.9%) W(99.6%); R(.4%) W(16.9%); R(32.3%); - (5.8%) 13 U(.1%); - (99.9%) 12 subject to RST Post CoP14 (AF, IR, KG, PK, RU, TJ, UZ) Trionychidae Amyda cartilaginea live 28267 29869 33636 3327 29882 High volume (GT) VU (NE) ID, BD 1 subject to RST Post CoP14 (ID); Zero quota published (MY) Chitra indica live 5 Endangered EN (NE) BD 5 First reported in trade since last RST selection W(55.5%); R(44.5%) - (1%) 28

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN status Trionychidae cont. Dogania subplana live 435 697 822 2 met: Sharp Increase (global); (Indonesia) Exporters (ranked) Range States Contextual information LC (NE) ID 7 First reported in trade since last RST selection; Listed at CoP16 % trade by source Pelochelys cantorii live 45 28 23 34 49 Endangered EN (NE) ID, BD 12 Zero quota published W(97.8%); - (MY) (2.2%) Amphibians Anura Dendrobatidae Dendrobates tinctorius live 1742 1187 2939 172 581 High volume LC ( ) SR 4 Epipedobates anthonyi live 368 High volume (GT) NT ( ) EC 2 R(1%). Epipedobates tricolor live 174 Endangered EN ( ) EC 1 R(1%) Oophaga sylvatica live 136 69 161 2 met: Sharp Increase (global); (Ecuador) Hylidae Agalychnis callidryas bodies 5 live 938 311 114 (Costa Rica) meat 2 NT ( ) EC 2 R(1%) LC ( ) NI, CR 8 Mantellidae Mantella aurantiaca bodies 1 2 met: CR ( ) MG 1 subject to RST Post Endangered; High CoP14 (MG) live 396 45 49 17 247 volume (GT) Mantella baroni live 1562 5231 5628 288 235 High volume LC (?) MG 1 Microhylidae Mantella bernhardi live 39 11 126 41 Endangered EN ( ) MG 1 Zero quota published (MG) Mantella betsileo live 3257 318 4294 2187 2752 High volume LC ( ) MG 1 Mantella expectata live 114 168 86 Endangered EN ( ) MG 1 Zero quota published (MG) Mantella nigricans live 1579 1459 1716 1115 1785 High volume LC ( ) MG 1 Mantella pulchra live 354 425 351 254 192 High volume (GT) VU ( ) MG 1 Scaphiophryne gottlebei live 191 233 184 58 Endangered EN ( ) MG 1 subject to RST Post CoP14 (MG); Zero quota published (MG) 29

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN status Fish Acipenseriformes Acipenseridae Acipenser baerii caviar kg 115.5 132 151.9 199.8 285.6 2 met: EN ( ) eggs (live) 3 Endangered; High extract 85 volume (GT) kg 7625.1 25 2683.1 37.2 meat kg 243 12 1925.1 18554.5 12 Exporters (ranked) PL, UY, LV, CN, FR, CH Range States Contextual information % trade by source 3 - (1%) Acipenser fulvescens bodies 6 1 High volume LC ( ) CA, US 2 caviar 8 eggs (live) 285 1 26 24 3425 live 7 1 5 Acipenser caviar kg 136.3 115.8 268.3.6 41.4 2 met: CR ( ) IT, KR, CN, 11 Zero quota published W(.7%); gueldenstaedtii meat kg 14 22 Endangered; LV, BG, UA, (AZ, BG, IR, KZ, RO, R(.4%); (Bulgaria) AZ, UY, DE RS, RU, TM, UA) - (98.9%) Acipenser persicus caviar kg 685.5 5 Endangered CR ( ) IR 6 Zero quota published W(94.6%); - (AZ, IR, KZ, RU, TM) (5.4%) Acipenser schrenckii caviar kg 24.9 14.7 16.5 Endangered CR ( ) CH 4 Zero quota published - (1%) (CN, RU) Acipenser caviar kg 7.1.4 12.7 2 High volume LC ( ) CA, US, FR, 2 W(98.9%); - transmontanus eggs (live) 1645 11 LV (1.1%) extract 46 live 26 999 46 44 Acipenseridae spp. caviar kg 1 Sharp Increase NE CN, LV - (1%) Huso dauricus caviar 25 Endangered CR ( ) XV 3 Zero quota published - (1%) (CN,RU); CITES suspension (US) Huso huso caviar 3225 Endangered CR ( ) XV, IR, BG, 17 subject to RST Post W(8.8%); kg 287.1 9.2 4.3 CH CoP14 (AZ,BG,GE, - (91.2%) HU,KZ,NA,RU,TM); Zero quota published (AZ, BG, IR, KZ, RO, RS, RU, TM, UA); CITES suspension (IR, KZ, RU) 3

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Polyodontidae Polyodon spathula caviar kg 6191.2 88.7 8961.8 7757 5514.2 High volume (GT) VU (?) US 2 live 8 Anguilliformes Anguillidae Anguilla anguilla live 11272 896 198939 43688 4 met: CR ( ) kg 4795 1717 8683 Endangered; High 5924 498216 volume (GT); meat 459 3 3 Sharp Increase kg 45 459 292387 (global); Sharp 13497 128499 increase (Morocco; Tunisia) Carcharhiniformes Carcharhinidae Carcharhinus fins 1 2 met: Sharp longimanus Increase (global); kg 451 872 (Sri Lanka) Sphyrnidae Sphyrna lewini fins 448 8 4 met: EN (?) kg 4426.4 Endangered; High 7741.3 volume (GT); live 18 Sharp Increase kg (global); Sharp 124.7 increase (Australia; El Salvador; Mexico) TN, MA, DZ, TR, MC, GR, ZZ, MR, HU, SE 53 Zero quota published W(99.8%); (AT, BE, BG, CY, R(.2%) CZ, DE, DK, EE, ES, FI, FR, GB, GR, HR, HU, IE, IT, LT, LU, LV, MT, NL, PL, PT, RO, SE, SI, SK, TR) VU ( ) LK, SC 4 First reported in trade since last RST selection; Listed at CoP16 MX, SV, CR, NI, AU, LK, CL, US 125 First reported in trade since last RST selection; Listed at CoP15; Zero quota published (MY) Sphyrna mokarran fins 3 3 met: EN ( ) MX, AU, US 44 First reported in kg 293.2 Endangered; trade since last RST 8898.4 Sharp Increase selection; Listed at (global); Sharp increase CoP16; Zero quota published (MY) (Australia; Mexico) Sphyrna spp. fins 99 Sharp Increase NE NI, SC, SV First reported in kg 18.4 trade since last RST selection live kg 58.3 31

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Sphyrnidae cont. Sphyrna zygaena fins 1 Sharp Increase VU ( ) MX, CR, LK, 37 First reported in kg 18 11171.3 SN, AU trade since last RST selection; Listed at CoP16 Lamniformes Lamnidae Carcharodon fins kg 236.1 High volume (GT) VU (?) AU, CL, NI, 97 carcharias teeth 52 52 523 ZA, IT, NZ Lamna nasus fins 1 2 met: High VU ( ) JP, NO, FO, 52 First reported in volume (GT); CA, NZ, CL, trade since last RST kg 13.3 37.7 US selection; Listed at meat kg 24873 858 (Norway) CoP15 Osteoglossiformes Arapaimidae Arapaima gigas live 1 3 647 2 1125 3 met: High DD (NE) BR, PE, XX 5 volume (GT); meat kg 4.5 271 7253 Sharp Increase skin pieces 17 6 1178 (global); Sharp skins increase (Brazil; 5 17 65 849 3829 Peru) Perciformes Labridae Cheilinus undulatus live 271 1674 59 1233 54 2 met: EN ( ) ID, TO, AU, 48 Zero quota published Endangered; High volume (GT) JP (MY) Syngnathiformes Syngnathidae Hippocampus breviceps live 5 3 12 Sharp Increase DD (?) AU 1 Hippocampus comes live 7 1 2 6 5 High volume (GT) VU ( ) VN 7 Hippocampus reidi live 1881 967 68 173 1118 High volume (GT) DD (?) BR, LK, VN 42 W(95.8%); R(3.5%); - (.7%) Hippocampus spinosissimus Hippocampus subelongatus Hippocampus trimaculatus bodies 2251 324 356 33 High volume (GT) VU ( ) TH 17 subject to RST Post CoP14 (CN,KH,LK, kg 273.4 457.6 527.7 45 245.4 MM,PH,TH,VN) live 3 32 (Australia*) DD (?) AU 1 bodies 34.3 257.8 12 368.3 352 High volume (GT) VU ( ) TH 21 subject to RST Post kg 285.6 488 441.6 4 241.6 CoP15 (SG, TH, VN) 32

Family Taxon Term Unit 211 212 213 214 215 Selection criteria IUCN Exporters Range Contextual % trade by status (ranked) States information source Syngnathidae cont. Hippocampus live 17 22 22 6 2 met: Sharp DD (?) US 6 zosterae Increase (global); (United States of America) Invertebrates Arhynchobdellida Hirudinidae Hirudo medicinalis extract 1 High volume (GT) NT (?) TR, RS, UA, RU, FR, PL, Papilionidae live 25875 3243 1479 48 6 RO Hirudo verbana bodies kg 24 High volume NE TR, BG, DE, live 1 83 72 16929 ME, MK kg 263.2 184 511 161 362 meat kg 24 Lepidoptera Lepidoptera spp. bodies live 2 528 2 met: Sharp Increase (global); (Ghana) Ornithoptera chimaera Ornithoptera croesus bodies 6113 3355 114 893 2 met: bodies 39 212 114 134 High volume (GT) NT (NE) ID, MY, AU, DE, PG EN (NE) ID, AT, AU, Endangered; High MY, CA volume (GT) Ornithoptera goliath bodies 284 1992 87 188 19 High volume NE ID, PG, MY, live 4 AU, AT, CA 27 subject to RST Post CoP16 (TR) W(49.8%); - (5.2%) 22 W(71.4%); - (28.6%) NE GH First reported in trade since last RST selection 2 R(1%) 1 subject to RST Post CoP16 (ID) R(1%) 2 R(1%) Ornithoptera bodies 79 439 61 353 64 2 met: EN (NE) ID, AU 2 R(1%) meridionalis Endangered; High volume (GT) Ornithoptera priamus bodies 12264 8154 673 878 242 High volume NE ID, SB, AU, IS, PG, AT, CA 4 CITES suspension (SB) W(1.2%); R(98.8%) Ornithoptera rothschildi bodies 2631 189 678 1466 423 High volume (GT) VU (NE) ID, AU 1 subject to RST Post CoP16 (ID) R(1%) Ornithoptera tithonus bodies 1132 71 182 571 16 High volume (GT) DD (NE) ID, MY, AU, AT 1 W(3.2%); R(96.8%) 33