WHO Guideline for Management of Possible Serious Bacterial Infection (PSBI) in neonates and young infants where referral is not feasible

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WHO Guideline for Management of Possible Serious Bacterial Infection (PSBI) in neonates and young infants where referral is not feasible Department of Maternal, Newborn, Child & Adolescent Health

Newborn Infections PROBLEM: Newborn infections cause a quarter of neonatal deaths Recommended treatment can be given only in hospitals Hospitalization is not an option for many sick young infants in LMICs

How common is Possible Serious Bacterial Infection (PSBI)? 2012 systematic review and meta-analysis reported Estimated 6.9 million cases of PSBI occurred 3.4 million cases in South Asia 2.6 million in sub-saharan Africa 0.8 million in Latin America PSBI case fatality ratio (CFR) was 9.8% PSBI incidence risk was 7.6% (95% CI 6-1-9.2) Seale A et al Lancet Global Health 2014

Referral is not accepted for PSBI: 68-98% Hospital treatment - not accessible at all or in time in resource limited settings In some settings majority of families do not accept referral Bhandari et al Lancet India 1996 76% Bang et al India, Lancet 1999 98% Baqui et al Bangladesh Lancet 2008 68% Zaidi et al Pakistan PIDJ 2012 78% Baqui et al SATT Bangladesh Lancet GH 2014 84% DR Congo, AFRINEST, Lancet 2014 71% Kenya AFRINEST, Lancet 2014 89% Nigeria AFRINEST, Lancet 2014 78%

PSBI Study AIM: To find deliverable and effective treatment for newborns with signs of severe infection where referral is not possible

Research in programme settings 1: Home based care Facility births Home births No illness Home care WHO-UNICEF training package for CHWs/CHEWs Pregnancy surveillance (two visits), Find births, make postnatal home visits to: identify signs of illness in newborns &young infants empower families to identify signs of illness and promote care seeking 2: Outpatient care No or mild illness Sick young infants seen by trained health workers WHO-UNICEF IMCI assessment and management by study nurses or clinical officers Referral to hospital accepted Possible Serious Bacterial Infection (PSBI) Referral not accepted Continued on next slide

Physicians/ Nurses Outpatient management 3: Simplified treatment regimens Referral not accepted Classified into: Critically ill Clinical severe infection Fast breathing only Referred again to hospital If refused again, given reference regimen and followed up If consent obtained, enrolled and Randomized to receive reference or simplified antibiotic regimens on outpatient basis

Participants Young infants with clinical signs of severe infection whose parents do not or cannot accept hospital referral INCLUSION SIGNS: Stopped feeding well Movement only when stimulated Severe chest in-drawing Temperature 38.0 o C Temperature <35.5 o C EXCLUSION SIGNS: Unconscious Convulsions Apnoea Unable to feed Unable to cry Persistent vomiting Major bleeding Cyanosis Bulging fontanel Weight <1500 grams Major congenital malformation Surgical conditions requiring hospitalization

Fast breathing only: Intervention and Control Control arm (reference treatment) A : IM gentamicin and procaine penicillin OD for 7 days Simpler regimens E: Oral amoxicillin BD for 7 days 14 injections No injections Outpatient treatment by health workers (CHEWs, nurses, physicians) Procaine penicillin 50,000 units/kg once daily IM; gentamicin 4.0-7.5 mg/kg/day once daily IM; oral amoxicillin suspension 75-100 mg/kg/day

Severe Clinical infection: Intervention and Control Control arm (reference treatment) A : IM gentamicin and procaine penicillin OD for 7 days Simpler regimens B: IM gentamicin OD and oral amoxicillin BD for 7 days 14 injections 7 injections C: IM gentamicin OD and procaine penicillin OD for 2 days, thereafter oral amoxicillin BD for 5 days 4 injections D: IM gentamicin OD and oral amoxicillin BD for 2 days, thereafter oral amoxicillin BD for 5 days 2 injections Outpatient treatment by health workers (CHEWs, nurses, physicians) Procaine penicillin 50,000 units/kg once daily IM; gentamicin 4.0-7.5 mg/kg/day once daily IM; oral amoxicillin suspension 75-100 mg/kg/day

Outcomes Primary outcome: Treatment failure within 7 days of randomization Death or severe adverse event due to study antibiotics Clinical deterioration: emergence of any sign of critical illness, a (new) sign of severe infection, hospitalization Persistence: no improvement by day 4, not fully recovered by day 8 Secondary outcomes Death within 2 weeks after enrolment Relapse during the second week Those who failed treatment were given ceftriaxone injections for 7 days

Study Sites Site DRC Kenya Nigeria Banglades h Equateur Province Western province Ibadan, Ile- Ife, Zaria 5 hospitals, Sylhet Pakistan Karachi Study population 400,000 400,000 700,000-350,000 Births/year 17,000 13,000 20,000-15,000 Infants with PSBI /year 2000 1500 2500-2000 Multi-country, multi-centre study in Africa, two additional studies in Asia: large sample size, high generalizability

AFRINEST - Fast breathing results

Study flow: fast breathing Births identified by CHW/CHEW (n=70977) Infant with a danger sign identified by CHW/CHEW (n=7931) Infants assessed by study nurse (n=12497: 5391 referred by CHW, 7106 came to clinic directly) Infants with fast breathing (n=2485) Infants enrolled (n=2333) Accepted referral (n=1607), refuse to see study nurse (n=933) Mild illness (n=7487), taken to hospital (n=318), severe clinical Infection (n=2121), critically ill (n=186) Refused consent (n=38), other reasons (n=14) Allocated to Injectable treatment (n=1170) Adequate treatment and assessment (n=1062) Allocated to oral treatment (n=1163) Adequate treatment and assessment (n=1135)

Baseline characteristics of enrolled infants Penicillin and Gentamicin for 7 days [Arm A] N= 1170 N= 1163 Age < 7 days 441 (37.7) 441 (37.9) Male 631 (53.9) 644 (55.4) Mother <20 years 128 (11) 137 (11.8) Home birth 519 (44.4) 507 (43.6) Mother not been to 191 (16.3) 200 (17.1) school Indoor cooking, solid fuel 521 (44.5) 508 (43.7) Respiratory rate 60-69 446 (38.1) 446 (38.3) 70-79 358 (30.6) 400 (34.4) >80 366 (31.3) 317 (27.2) Oral amoxicillin for 7 days [Arm E]

Oral Amoxicillin is Equivalent to Reference Treatment Treatment failure during 1 st week Individual Signs of failure Gentamicin & Procaine pen inj. Oral Amoxicilli n Risk difference (95% CI) 1063 1145 (oral injections) 234 (21%) 221 (19%) -3% (-6%, 1%) Death 4 (0.4%) 2 (0.3%) Clinical deterioration 21 (2%) 20 (2%) Persistence of FB on day 4 or reappearance between day 5-8 209 (20%) 199 (17%) Severe adverse events 0 0 Death during 2 weeks f/up 4 4 0% (-0.5%, 0.5%) Relapse during 2 nd week 18 (2%) 22 (2%) 0.2% (-1%, 2%)

AFRINEST - Clinical severe infection results

Study flow: clinical severe infection Births identified by CHW/CHEW (n=85,888) Identified to have a danger sign by CHW (n=11,154) 1881 taken to hospital, 936 refused to see study nurse Infants assessed by study nurse (n=8,337 plus 10,084 who were brought directly to clinic) 11,303 mild illness, 493 accepted referral, 2485 Fast breathing only, 542 critically ill, 22 refused consent, 12 others Infants with clinical severe infection (n=3,752) Infants enrolled and allocated (n=3,564) Treatment A (n=894) Treatment B (n=884) Treatment C (n=896) Treatment D (n=890) Adequate treatment and assessment 828 (93%) Adequate treatment and assessment 826 (93%) Adequate treatment and assessment 862 (96%) Adequate treatment and assessment 848 (95%)

Baseline characteristics of enrolled infants Penicillin and Gentamicin for 7 days Oral amox and Gentamicin for 7 days Penicillin and gentamicin for 2 days, then oral amox for 5 days Gentamicin and oral amox for 2 days, then oral amox for 5 days [Arm A] [Arm B] [Arm C] [Arm D] N= 894 N= 884 N= 896 N=890 Age < 7 days 293 (32.8) 279 (31.6) 300 (33.5) 288 (32.4) Male 486 (54.4) 463 (52.4) 454 (50.7) 498 (56.0) WAZ < -2 160 (17.9) 137 (15.5) 160 (17.9) 154 (17.3) Mother <20 years 107 (12.0) 101 (11.4) 115 (12.8) 117 (13.2) Home birth 343 (38.4) 356 (40.3) 363 (40.5) 371 (41.7) At least one ANC visit 850 (95.1) 834 (94.3) 845 (94.3) 842 (94.6) Birth order >4 319 (35.7) 339 (38.4) 337 (37.6) 347 (38.9) Mother not been to 155 (17.3) 161 (18.2) 158 (17.6) 151 (17.0) school Indoor cooking, solid fuel 392 (43.6) 381 (42.7) 381(42.2) 380 (42.3)

Illness characteristics of enrolled infants Penicillin and Gentamicin for 7 days Oral amox and Gentamicin for 7 days Penicillin and gentamicin for 2 days, then oral amox for 5 days N= 894 N= 884 N= 896 N=890 Gentamicin and oral amox for 2 days, then oral amox for 5 days Severe chest indrawing 392 (43.9) 384 (43.4) 393 (43.9) 384 (43.2) Temperature <35.5 40 (4.5) 44 (5.0) 58 (6.5) 49 (5.5) Temperature >38.0 o C 425 (47.6) 411 (46.5) 395 (44.1) 417 (46.9) Stopped feeding well 142 (15.9) 130 (14.7) 147 (16.4) 159 (17.9) Movement only on stimulation 21 (2.4) 33 (3.7) 22 (2.5) 23 (2.6) >1 sign of severe illness 113 (12.6) 108 (12.3) 107 (11.9) 124 (13.9) Received all treatment doses 827 (92.5) 835 (94.5) 868 (96.9) 863 (97.0)

Simplified Regimens are Equivalent to Reference Treatment Treatment failure (Risk Difference) Gentamicin & Pro. Pen inj 14 injections Gentamicin & Oral Amoxicillin 7 injections Gentamicin & Pro. Pen inj 4 injections Gentamicin & Oral Amoxicillin 2 injections n= 828 n= 826 n= 862 n= 848 67 (8.1%) 51 (6.2%) -2% (-4% to 0.1%) 65 (7.5%) -1% (-3% to 2%) 46 (5.4%) -3% (-5% to 0.3%) Death 10 (1.2%) 8 (1.0%) 17 (2.0%) 10 (1.2%) Clinical deterioration 12 (1.4%) 11 (1.3%) 12 (1.4%) 15 (1.8%) SAE 1 0 0 0 Hospitalization 2 2 4 1 Not improved by day 4/ Not recovered by day 8 42 (5.1%) 30 (3.6%) 32 (3.7%) 20 (2.4%) Death during 2 wks 12 (1.4%) 10 (1.1%) 20 (2.3%) 11 (1.3%)

WHO Guideline for Management of PSBI The attached publication in English and French with some information about the guideline can be accessed on our website http://www.who.int/maternal_child_a dolescent/documents/bacterialinfection-infants/en/ ENGLISH - http://apps.who.int/iris/bitstream/106 65/181426/1/9789241509268_eng.p df?ua=1 FRENCH - http://apps.who.int/iris/bitstream/106 65/205563/1/9789242509267_fre.pd f?ua=1

Overall context This guideline is for low resource settings in the context of primary health care only where referral is not possible The treatment guideline is for use by professionally trained health workers, and not for lay community health workers. The health workers should be appropriately trained, supplied with necessary equipment and medicines and supervised for the identification of signs of illness, referral, treatment if referral is not accepted and close follow up. Monitoring of the programme is essential for ensuring high quality of identification, treatment and follow up activities. These guidelines are expected to rationalize the use of antibiotics for young infants with suspected infection. Surveillance for antimicrobial resistance should be strengthened in all countries.

Target audience National Policy-makers in health ministries Programme managers working in child health, essential drugs and health workers training Health care providers and clinicians managing sick children at various levels of health care including public and private Development partners providing financial and or technical support for child health programme

Objectives of the guideline Provide recommendations on the use of antibiotics for neonates and young infants (0-59 days old) with PSBI in order to reduce mortality rates Provide clinical guidance on use of simple antibiotic regimens that are both safe and effective for outpatient treatment of clinically severe infection and fast breathing pneumonia Provide programmatic guidance on the role of CHW and home visits in identifying signs of PSBI

Postnatal Home visits by CHWs Recommendation Home visits made as part of postnatal care, CHWs should counsel families on recognition of danger signs, assess young infants for danger signs of illness and promote appropriate care seeking. Strength of recommendation Strong Quality of Evidence Moderate

Fast breathing pneumonia* Recommendation Young infants 7-59 days old with fast breathing as the only sign of illness should be treated with oral amoxicillin, 50 mg/kg per dose twice daily for 7 days, by an appropriately trained health worker. Strength of recommendation Strong Quality of Evidence Low Infants 0-6 days with fast breathing as the only sign of illness should be referred to hospital. If referral is not accepted, they should be treated with oral amoxicillin, 50 mg/kg per dose twice daily for 7 days, by an appropriately trained health worker. Strong Low *Fast breathing 60 or more breaths per minutes

Clinical Severe Infection* Recommendation Young infants 0-59 days old with clinical severe infection whose families do not accept or cannot access hospital care should be managed in outpatient settings by an appropriately trained health worker with one of the following regimens: Option 1: IM gentamicin 5-7.5 mg/kg once daily for 7 days and twice daily oral amoxicillin, 50 mg/kg per dose for 7 days. Close follow up is essential. Option 2: IM gentamicin 5-7.5 mg/kg once daily for 2 days and twice daily oral amoxicillin, 50 mg/kg per dose for 7 days. Close follow up is essential. A careful assessment on day 4 is mandatory. Strength of recommendation Strong Strong Quality of Evidence Moderate Low *Stopped feeding well, movement only when stimulated, severe chest in-drawing, Temperature 38.0 o C or <35.5 o C

Critical Illness* Recommendation Strength of recommendation Quality of Evidence Young infants 0-59 days old who have any sign of critical illness (at presentation or developed during treatment of clinical severe infection) should be hospitalized after pre-referral treatment. Strong Very low (Current standard) * unconscious, convulsions, inability to feed, inability to cry, apnoea, cyanosis, bulging fontanel, persistent vomiting, suspicion of meningitis

Summary The guideline has the potential to increase access to treatment of PSBI in young infants The implementation of the guideline will: contribute to the reduction of neonatal and young infant mortality reduce inequity in access to care provide an opportunity to improve home visits Needs to be implemented within the context of national health strategies, Every Newborn Action Plan and the available intervention packages and not as a vertical programme Need for continuum of care at community, primary health care and referral facilities

Support to Country Implementation Training materials Joint Statement by various partners Guideline for Operationalizing management of sick young infants with PSBI where referral is not feasible in the context of existing maternal, newborn and child health programmes Technical support

The attached publication in English and French with some information about the guideline can be accessed on our website http://www.who.int/maternal_child_a dolescent/documents/bacterialinfection-infants/en/ ENGLISH - http://apps.who.int/iris/bitstream/106 65/181426/1/9789241509268_eng.p df?ua=1 FRENCH - http://apps.who.int/iris/bitstream/106 65/205563/1/9789242509267_fre.pd f?ua=1