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CONVENTION ON INTERNATIONAL TRADE IN ENDANGERED SPECIES OF WILD FAUNA AND FLORA NOTIFICATION TO THE PARTIES No. 2019/004 Geneva, 14 January 2019 CONCERNING: Amendments of Appendices I and II of the Convention 1. In accordance with the provisions of Article XV, paragraph 1 (a), of the Convention, Argentina, Australia, Bangladesh, Benin, Bhutan, Botswana, Brazil, Burkina Faso, Cabo Verde, Canada, the Central African Republic, Chad, Chile, China, Costa Rica, Côte d Ivoire, the Dominican Republic, Ecuador, Egypt, El Salvador, Eswatini, Ethiopia, the European Union, Fiji, Gabon, Gambia, India, Iran, Israel, Jordan, Kenya, Lebanon, Liberia, Madagascar, Malawi, Maldives, Mali, Mauritania, Mexico, Monaco, Mongolia, Namibia, Nepal, Niger, Nigeria, Palau, Philippines, Saint Vincent and the Grenadines, Samoa, Saudi Arabia, Senegal, Seychelles, Sierra Leone, South Africa, Sri Lanka, Sudan, Syrian Arab Republic, Switzerland, Tajikistan, Togo, Ukraine, the United States of America, Viet Nam, Zambia and Zimbabwe, all Parties to the Convention, have communicated to the Secretariat proposals for amendment of Appendices I and II of the Convention. A list of the proposals received is annexed to this Notification. These proposals will be considered at the 18th meeting of the Conference of the Parties to the Convention, to be held in Colombo (Sri Lanka) from 23 May to 3 June 2019. 2. In accordance with Resolution Conf. 9.24 (Rev. CoP17) on Criteria for amendment of Appendices I and II, most of the above-mentioned proposals for amendment were accompanied by supporting statements presented in the agreed format. Taking into account the volume of the documentation received and in order to avoid delay in communicating the proposals for amendment, supporting statements have been posted on the CITES website (www.cites.org) in their original form. Final versions as working documents for the meeting of the Conference of the Parties will be posted on the website as they become available. 3. In accordance with the provisions of paragraphs 1 (a), 2 (b) and 2 (c) of Article XV of the Convention, the list of proposals is communicated to the Parties for comments in the Annex to the present Notification. The proposals have been arranged in taxonomic order, taking into consideration the taxonomic references contained in Resolution Conf. 12.11 (Rev. CoP17) on Standard nomenclature, as well as Rule 25.6 of the Rules of Procedure of the Conference of the Parties (in cases where two or more proposals relate to the same taxon) and numbered accordingly. When a proposal relates to taxa from higher taxonomic levels that are currently not represented in the Appendices, the taxonomy reflects the advice of the Animals and Plants Committees nomenclature specialists. In all cases, the species covered by the proposal has been included verbatim as submitted to the Secretariat. Since the responses have to be communicated to all Parties no later than 30 days before the meeting of the Conference of the Parties, the Secretariat would appreciate receiving responses from the Parties, if any, as soon as possible and no later than 24 March 2019. Postal address CITES Secretariat Palais des Nations Avenue de la Paix 8-14 CH-1211 Geneva 10 Switzerland Street address International Environment House Chemin des Anémones CH-1219 Châtelaine, Geneva Switzerland Tel: +41 (22) 917 81 39/40 Fax: +41 (22) 797 34 17 Email: info@cites.org Web: http://www.cites.org

Notification No. 2019/004 page 2 List of proposals Annex Higher taxa ARTIODACTYLA Bovidae Camelidae Giraffidae CARNIVORA Mustelidae Species covered by the Proposal (and common name for information only) Capra falconeri heptneri (Heptner's markhor) Saiga tatarica (Saiga antelope) Vicugna vicugna (Vicuña) Vicugna vicugna (Vicuña) Giraffa camelopardalis (Giraffe) Aonyx cinereus (Small-clawed otter) Lutrogale perspicillata (Smooth-coated otter) FAUNA CHORDATA MAMMALIA Proposal number and Proponents CoP18 Prop. 1 Tajikistan CoP18 Prop. 2 Mongolia and United States of America CoP18 Prop. 3 Argentina CoP18 Prop. 4 Chile CoP18 Prop. 5 Central African Republic, Chad, Kenya, Mali, Niger and Senegal CoP18 Prop. 6 India, Nepal and the Philippines CoP18 Prop. 7 Bangladesh, India and Nepal Proposal Transfer the population of Tajikistan from Appendix I I Transfer the population of the Province of Salta (Argentina) from Appendix I I with annotation 1 Amend the name of the population of Chile from population of the Primera Región to populations of the region of Tarapacá and of the region of Arica and Parinacota

Notification No. 2019/004 page 3 PERISSODACTYLA Rhinocerotidae Ceratotherium simum simum (Southern white rhinoceros) CoP18 Prop. 8 Eswatini Remove the existing annotation for the population of Eswatini [currently referred to as population of Swaziland] Ceratotherium simum simum (Southern white rhinoceros) CoP18 Prop. 9 Namibia Transfer of the population of Ceratotherium simum simum of Namibia from Appendix I I with the following annotation: For the exclusive purpose of allowing international trade in: a) live animals to appropriate and acceptable destinations; and b) hunting trophies. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly. PROBOSCIDEA Elephantidae Loxodonta africana (African elephant) CoP18 Prop. 10 Zambia Transfer the population of Zambia from Appendix I to Appendix II subject to: 1. Trade in registered raw ivory (tusks and pieces) for commercial purposes only to CITES approved trading partners who will not re-export. 2. Trade in hunting trophies for noncommercial purposes; 3. Trade in hides and leather goods. 4. All other specimens shall be deemed to be specimens of species in Appendix I and the trade in them shall be regulated accordingly. Loxodonta africana (African elephant) CoP18 Prop. 11 Botswana, Namibia and Zimbabwe Amend annotation 2 as follows: For the exclusive purpose of allowing: a) trade in hunting trophies for noncommercial purposes

Notification No. 2019/004 page 4 b) trade in live animals to appropriate and acceptable destinations, as defined in Resolution Conf. 11.20 (Rev. CoP17), for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; c) trade in hides; d) trade in hair; e) trade in leather goods for commercial or noncommercial purposes for Botswana, Namibia and South Africa and for noncommercial purposes for Zimbabwe; f) trade in individually marked and certified ekipas incorporated in finished jewellery for noncommercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe, whole tusks and pieces) subject to the following: i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP17) concerning domestic manufacturing and trade;

Notification No. 2019/004 page 5 iii) not before the Secretariat has verified the prospective importing countries and the registered governmentowned stocks; iv) raw ivory pursuant to the conditional sale of registered governmentowned ivory stocks agreed at CoP12, which are 20,000 kg (Botswana), 10,000 kg (Namibia) and 30,000 kg (South Africa); v) in addition to the quantities agreed at CoP12, governmentowned ivory from Botswana, Namibia, South Africa and Zimbabwe registered by 31 January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in paragraph (g) iv) above, in a single sale per destination under strict supervision of the Secretariat; vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and vii) the additional quantities specified in paragraph g) v) above shall be traded only after the Standing Committee has agreed that the above conditions have been met; and h) no further proposals to allow trade in elephant ivory from populations already in Appendix II shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraphs

Notification No. 2019/004 page 6 g) i), g) ii), g) iii), g) vi) and g) vii). In addition such further proposals shall be dealt with in accordance with Decisions 16.55 and 14.78 (Rev. CoP16). On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of noncompliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly. Loxodonta africana (African elephant) CoP18 Prop. 12 Burkina Faso, Côte d Ivoire, Gabon, Kenya, Liberia, Niger, Nigeria, Sudan, Syrian Arab Republic and Togo Transfer the populations of Botswana, Namibia, South Africa and Zimbabwe from Appendix II Mammuthus primigenius (Woolly mammoth) CoP18 Prop. 13 Israel RODENTIA Muridae Leporillus conditor (Greater stick-nest rat) CoP18 Prop. 14 Australia Transfer from Appendix I I Pseudomys fieldi praeconis (Shark Bay mouse) CoP18 Prop. 15 Australia Transfer from Appendix I I Xeromys myoides (False swamp rat) Zyzomys pedunculatus (Central rock rat) CoP18 Prop. 16 Australia CoP18 Prop. 17 Australia Transfer from Appendix I I Transfer from Appendix I I

Notification No. 2019/004 page 7 AVES GALLIFORMES Phasianidae Syrmaticus reevesii (Reeves's pheasant) CoP18 Prop. 18 China GRUIFORMES Gruidae Balearica pavonina (Black crowned-crane) CoP18 Prop. 19 Burkina Faso, Côte d Ivoire and Senegal PASSERIFORMES Muscicapidae Dasyornis broadbenti litoralis (Lesser rufous bristlebird) CoP18 Prop. 20 Australia Transfer from Appendix I I Dasyornis longirostris (Long-billed bristlebird) CoP18 Prop. 21 Australia Transfer from Appendix I I REPTILIA CROCODYLIA Crocodylidae Crocodylus acutus (American crocodile) CoP18 Prop. 22 Mexico Transfer the population of Mexico from Appendix I to Appendix II SERPENTES Viperidae Pseudocerastes urarachnoides (Spider-tailed horned viper) CoP18 Prop. 23 Iran SQUAMATA Agamidae Ceratophora spp. (Horned lizards) CoP18 Prop. 24 Sri Lanka Lyriocephalus scutatus (Hump-nosed lizard) CoP18 Prop. 25 Sri Lanka Cophotis ceylanica and Cophotis dumbara (Pygmy lizards) Calotes nigrilabris and Calotes pethiyagodai (Garden lizards) CoP18 Prop. 26 Sri Lanka CoP18 Prop. 27 Sri Lanka Eublepharidae Goniurosaurus spp. (Leopard geckos) CoP18 Prop. 28 China, European Union and Viet Nam Include the populations of China and Viet Nam in Appendix II

Notification No. 2019/004 page 8 Gekkonidae Gonatodes daudini (Grenadines clawed gecko) CoP18 Prop. 29 Saint Vincent and the Grenadines Gekko gecko (Tokay gecko) CoP18 Prop. 30 European Union, India, Philippines and United States of America Paroedura androyensis (Grandidier's Madagascar ground gecko) CoP18 Prop. 31 European Union and Madagascar Iguanidae Ctenosaura spp. (Spiny-tailed iguanas) CoP18 Prop. 32 El Salvador and Mexico TESTUDINES Geoemydidae Cuora bourreti (Bourret s box turtle) Cuora picturata (Vietnamese box turtle) Mauremys annamensis (Annam leaf turtle) CoP18 Prop. 33 Viet Nam CoP18 Prop. 34 Viet Nam CoP18 Prop. 35 Viet Nam Testudinidae Geochelone elegans (Star tortoise) CoP18 Prop. 36 Bangladesh, India, Senegal and Sri Lanka Malacochersus tornieri (Pancake tortoise) CoP18 Prop. 37 Kenya and United States of America AMPHIBIA ANURA Centrolenidae Hyalinobatrachium spp., Centrolene spp., Cochranella spp., and Sachatamia spp. (Glass frogs) CoP18 Prop. 38 Costa Rica and El Salvador

Notification No. 2019/004 page 9 CAUDATA Salamandridae ELASMOBRANCHII LAMNIFORMES Lamnidae RHINOPRISTIFORMES Glaucostegidae Echinotriton chinhaiensis and Echinotriton maxiquadratus (Spiny newts) Paramesotriton spp. (Asian warty newts) Tylototriton spp. (Crocodile newts) Isurus oxyrinchus and Isurus paucus (Mako sharks) Glaucostegus spp. (Guitarfishes) CoP18 Prop. 39 China CoP18 Prop. 40 China and European Union CoP18 Prop. 41 China and European Union CoP18 Prop. 42 Bangladesh, Benin, Bhutan, Brazil, Burkina Faso, Cabo Verde, Chad, Côte d Ivoire, Dominican Republic, Egypt, European Union, Gabon, Gambia, Jordan, Lebanon, Liberia, Maldives, Mali, Mexico, Nepal, Niger, Nigeria, Palau, Samoa, Senegal, Sri Lanka, Sudan and Togo CoP18 Prop. 43 Bangladesh, Benin, Bhutan, Brazil, Burkina Faso, Cabo Verde, Chad, Côte d Ivoire, Egypt, European Union, Gabon, Gambia, Maldives, Mali, Mauritania, Monaco, Nepal, Niger, Nigeria, Palau, Senegal, Sierra Leone, Sri Lanka, Syrian Arab Republic, Togo and Ukraine

Notification No. 2019/004 page 10 Rhinidae Rhinidae spp. (Wedgefishes) CoP18 Prop. 44 Bangladesh, Benin, Bhutan, Brazil, Burkina Faso, Cabo Verde, Chad, Côte d Ivoire, Egypt, Ethiopia, European Union, Fiji, Gabon, Gambia, India, Jordan, Kenya, Lebanon, Maldives, Mali, Mexico, Monaco, Nepal, Niger, Nigeria, Palau, Philippines, Saudi Arabia, Senegal, Seychelles, Sri Lanka, Sudan, Syrian Arab Republic, Togo and Ukraine ECHINODERMATA HOLOTHUROIDEA ASPIDOCHIROTIDA Holothuriidae Holothuria (Microthele) fuscogilva, Holothuria (Microthele) nobilis, Holothuria (Microthele) whitmaei (Sea cucumbers) CoP18 Prop. 45 European Union, Kenya, Senegal, Seychelles and United States of America ARTHROPODA ARACHNIDA ARANEAE Theraphosidae Poecilotheria spp. (Ornamental spiders) CoP18 Prop. 46 Sri Lanka and United States of America INSECTA LEPIDOPTERA Papilionidae Achillides chikae hermeli (Mindoro peacock swallowtail) CoP18 Prop. 47 European Union and Philippines Parides burchellanus (Riverside swallowtail) CoP18 Prop. 48 Brazil FLORA Bignoniaceae Handroanthus spp., Tabebuia spp. and Roseodendron spp. (Trumpet trees) CoP18 Prop. 49 Brazil with annotation #6

Notification No. 2019/004 page 11 Cupressaceae Leguminosae (Fabaceae) Widdringtonia whytei (Mulanje Cedar) Dalbergia sissoo (North Indian rosewood) CoP18 Prop. 50 Malawi CoP18 Prop. 51 Bangladesh, Bhutan, India and Nepal Delete from Appendix II Dalbergia spp., Guibourtia demeusei, Guibourtia pellegriniana, Guibourtia tessmannii (Rosewoods, Palisanders and Bubingas) CoP18 Prop. 52 Canada and European Union Amend annotation #15 as follows: All parts and derivatives, except: a) leaves, flowers, pollen, fruits, and seeds; b) finished products to a maximum weight of wood of the listed species of 500g per item; c) finished musical instruments, finished musical instrument parts and finished musical instrument accessories; d) parts and derivatives of Dalbergia cochinchinensis, which are covered by annotation # 4; e) parts and derivatives of Dalbergia spp. originating and exported from Mexico, which are covered by annotation # 6. Pericopsis elata (African rosewood) CoP18 Prop. 53 Côte d Ivoire and European Union Expand the scope of the annotation for Pericopsis elata (currently #5) to include plywood and transformed wood as follows: "Logs, sawn wood, veneer sheets, plywood, and transformed wood 1. 1 Whereby transformed wood is defined by HS code 44.09: Wood (including strips, friezes for parquet flooring, not assembled), continuously shaped (tongued, grooved, v-jointed, beaded or the like) along any edges, ends or faces, whether or not planed, sanded or end-jointed.

Notification No. 2019/004 page 12 Liliaceae Pterocarpus tinctorius (African padauk) Aloe ferox (Bitter aloe) CoP18 Prop. 54 Malawi CoP18 Prop. 55 South Africa Amend annotation #4 for Aloe ferox as follows: All parts and derivatives, except: a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsis decaryi exported from Madagascar; b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; c) cut flowers of artificially propagated plants; d) fruits, and parts and derivatives thereof, of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; e) stems, flowers, and parts and derivatives thereof, of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and f) finished products 1 of Aloe ferox and Euphorbia antisyphilitica packaged and ready for retail trade. 1 This term, as used in the CITES Appendices refers to product, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.

Notification No. 2019/004 page 13 Malvaceae Adansonia grandidieri (Grandidier's baobab) CoP18 Prop. 56 Switzerland Amend the annotation #16 Seeds, fruits, oils and living plants to the listing of Adansonia grandidieri in Appendix II by deleting reference to live plants, so as to read: #16 Seeds, fruits and oils Meliaceae Cedrela spp. (Cedars) CoP18 Prop. 57 Ecuador